Compliance and Settlement Executive

at  Fundnel Pte Ltd

SOME THINGS TO KNOW BEFORE YOU APPLY

• We have big plans to disrupt the traditional fundraising process for private businesses
• You will work with a diverse team of former investment bankers, strategy consultants and business owners in developing, monitoring and improving products and processes to facilitate the activity of private investing
• Everything we do is focused on helping businesses do business, better
• We work really hard but play really hard as well

SKILLS & EXPERIENCE REQUIRED

• 3+ years of experience
• Team player
• Fast learner, organised and independent individual with good analytical skills and meticulous in work
• Proficiency in Microsoft Office

ROLES & RESPONSIBILITIES

• Conduct Know-your-Customer (KYC) check procedures, and maintain periodic KYC reviewMake justifications of true-hit or false-hit over identity screening activitiesMaintain proper records by tracking all KYC activities conducted while ensuring KYC reviews are completedOther necessary Anti-Money Laundering / Compliance duties
• Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
• Disseminate written policies and procedures related to compliance activities
• File appropriate compliance reports with regulatory agencies
• Establish, maintain, and improve operating systems, processes and policies, specifically:Support better management reporting through regular operations updates to management teamStrategise information flow management between various business unitsRefine business process and organisational planning together with key stakeholders
• Ensure that all internal and regulatory guidelines, policies and procedures have been documented, implemented, and communicated
• Manage and increase the effectiveness and efficiency of post transaction support services, through improvements to each function as well as coordination and communication between support and business functions
• Streamline processes across all supporting business functions, toward resource optimisation and cost efficiency
• Ensure all processes are performed with strict adherence and within acceptable turnaround times
• Play a significant role in long-term planning, including the overarching initiative to gear towards operational excellence