Compliance Manager

at  BRUIN Financial

Glasgow, Scotland, United Kingdom - 00000

Start DateExpiry DateSalaryPosted OnExperienceSkillsTelecommuteSponsor Visa
Immediate29 Dec, 2020Not Specified29 Sep, 2020N/AReportingNoNo
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Description:

We are working with an award winning consultancy who are looking for an experience compliance manager to join their team on a permanent basis.

Responsibilities:

  • Co-create and manage an effective financial planning compliance policy
  • Operationally act as a Money Laundering Reporting officer and thereby ensure appropriate AML/Financial crime policies
  • Manage and oversee all relevant regulatory reporting and communication requirements
  • Submit reports to the FCA within the correct timescales

Requirements:

  • Experience of proactively managing the FCA
  • Significant experience in FCA/AML regulatory environment and reporting
  • Experience of working within a robust governance environment

For more information, please send your CV for immediate response to Christopher.Neal@bruinfinancial.com

Responsibilities:

  • Co-create and manage an effective financial planning compliance policy
  • Operationally act as a Money Laundering Reporting officer and thereby ensure appropriate AML/Financial crime policies
  • Manage and oversee all relevant regulatory reporting and communication requirements
  • Submit reports to the FCA within the correct timescale


REQUIREMENT SUMMARY

Min:N/AMax:5.0 year(s)

Financial Services

Accounts / Finance / Tax / CS / Audit

Finance

Graduate

Proficient

1

Glasgow, United Kingdom