Compliance Officer

at  Moneybox

London, England, United Kingdom - 00000

Start DateExpiry DateSalaryPosted OnExperienceSkillsTelecommuteSponsor Visa
Immediate06 Nov, 2020Not Specified07 Jul, 20205 year(s) or aboveEnglishNoNo
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Description:

The Compliance Officer will provide expert pension support, reviewing communications and financial promotions and advising the business on new products and services. You will also have a broad risk and compliance background, able to design and carry out compliance monitoring and reviews in areas not limited to pensions.

EXPERIENCE AND SKILLS

  • Up to 5 years’ experience in second line functions
  • Experience of pension-related compliance, including reviewing and advising on detailed aspects of regulation
  • Able to work in a broad role, not limited to pensions
  • Experience identifying and implementing improvements
  • University educated with at least one degree.
  • Great communication and listening skills
  • Fluency in English
  • Ability to work independently with minimal guidance

Responsibilities:

  • Working closely with the Head of Compliance and the rest of the compliance team, you will help Moneybox build the UK’s best retirement service. You will be responsible for, but not limited to, these duties:
  • Work closely with the Pensions Team and other departments on all pension-related activities
  • Understand and interpret detailed pension regulatory requirements to provide clear assessments and advice
  • Help assess the risks to customers and the business to inform our risk-based approach
  • Design and implement relevant monitoring and reporting to control risks
  • Design, lead and report on risk-based thematic reviews to continually enhance our controls
  • Assist with regulatory and other ad hoc projects to deliver change
  • Assist in preparing and maintaining relevant policies and procedures
  • Investigate complaints to conclude on the appropriate outcome
  • Plan and deliver training


REQUIREMENT SUMMARY

Min:5.0Max:10.0 year(s)

Financial Services

IT Software - Other

Finance

Graduate

Proficient

1

London, United Kingdom