Compliance Officer

at  Mudzi Projects

Secunda, Mpumalanga, South Africa - 00000

Start DateExpiry DateSalaryPosted OnExperienceSkillsTelecommuteSponsor Visa
Immediate12 Apr, 2020Not Specified13 Jan, 20203 year(s) or aboveFinancial MarketsNoNo
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Description:

Duties & Responsibilities

  • Keeping up to date with new and current legislation that could impact the business
  • Assist the Compliance Manager with day to day operation of the function
  • Oversight of portfolio compliance (which includes; adherence with client investment mandates, house rules and industry standards)
  • Prepare external reports to regulators, trustees and clients
  • Ensure records of all published marketing are kept

Minimum Requirements

  • Relevant tertiary qualification
  • Minimum 3-5 years experience and working knowledge of South African Regulation
  • Investment and Asset Management experience is essential
  • Strong working knowledge of financial markets and financial securities/investments.

Job Type: Full-time
Salary: R18,000.00 to R20,000.00 /mont

Responsibilities:

  • Keeping up to date with new and current legislation that could impact the business
  • Assist the Compliance Manager with day to day operation of the function
  • Oversight of portfolio compliance (which includes; adherence with client investment mandates, house rules and industry standards)
  • Prepare external reports to regulators, trustees and clients
  • Ensure records of all published marketing are kep


REQUIREMENT SUMMARY

Min:3.0Max:5.0 year(s)

Financial Services

Accounts / Finance / Tax / CS / Audit

Finance

Graduate

Proficient

1

Secunda, Mpumalanga, South Africa