AGC Senior Director, Securities Compliance and Board Operations at HP Law

Spring, Texas, United States -

Full Time

Start Date

Immediate

Expiry Date

17 Feb, 26

Salary

0.0

Posted On

19 Nov, 25

Experience

10 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Securities Law Compliance, Public Company Reporting, Capital Markets Activity, Investor Disclosures, Regulatory Developments, Insider Trading Programs, Corporate Governance, Financial Reporting, Securities Compliance, Collaboration, Diplomacy, Legal Judgment, Business Acumen, ESG Frameworks, Shareholder Activism, Executive Compensation

Industry

IT Services and IT Consulting

Description

Assistant General Counsel, Senior Director - Board Operations and Securities Compliance Lead the legal team responsible for securities law compliance and public company reporting, including preparation and review of SEC filings (10-K, 10-Q, 8-K, Proxy Statements, Section 16, etc.). Advise on capital markets activity, financing transactions, and investor disclosures. Monitor regulatory developments (SEC, Nasdaq/NYSE, ESG) and advise on legal implications and required adjustments to disclosures or processes. Oversee insider trading programs and ensure compliance with federal securities laws and stock exchange rules. Direct cross-functional teams to shape external disclosure practices and compliance with federal law and stock exchange rules. Facilitate and manage all interactions and engagements with the Board of Directors. Provide strategic guidance on board composition, committee structure, and director onboarding and education. Collaborate closely with the CEO's office, Board of Directors, Investor Relations, Finance, and the People Organization to deliver governance and reporting objectives. Work cross-functionally with Finance, Compliance, HR, Tax, Treasury, and Communications teams to deliver integrated support for enterprise initiatives. Represent the Legal department to key stakeholders and uphold high standards of diplomacy, accountability, and determination across all business functions. Act as a thought leader by networking effectively to share subject matter expertise and exerting influence across a broad cross-section of the organization. J.D. from an accredited law school and active license to practice law in relevant jurisdiction. 12-15+ years of experience, including top-tier law firm training and in-house legal leadership at a public company. Deep expertise in corporate governance, public company securities law Prior experience managing senior attorneys or functional leads. Proven experience in corporate legal roles with a focus on governance, financial reporting, and securities compliance for public companies. Demonstrated ability to collaborate with senior executives and cross-functional teams. Exceptional diplomacy, determination, and accountability in high-stakes environments. Strong understanding of SEC reporting requirements, global tax optimization strategies, and evolving disclosure standards. Executive presence, sound legal judgment, and business acumen. Familiarity with ESG frameworks, shareholder activism, executive compensation, and evolving disclosure standards.

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Responsibilities

Lead the legal team responsible for securities law compliance and public company reporting. Oversee insider trading programs and ensure compliance with federal securities laws and stock exchange rules.