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Analyst/Associate, Compliance at Polymer Capital

Tokyo, , Japan -

Full Time

Start Date

Immediate

Expiry Date

02 Jul, 26

Salary

0.0

Posted On

03 Apr, 26

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Compliance, Regulatory filings, Trade surveillance, Market abuse detection, Insider trading prevention, System UAT, Analytical skills, Problem-solving, Communication skills, MS Office Suite, Excel, Bloomberg, Python, VBA, Japanese, English

Industry

Investment Management

Description

About Polymer A market-neutral, multi-manager platform with a strong Asia focus, Polymer Capital combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region’s best investment talent. Polymer has licensed entities in Hong Kong, Japan, Singapore and United States. Job Description Handle license applications, regulatory filings and reports Assist with the development, implementation and administration of the Group compliance framework and policies Conduct monitoring and surveillance of trading activities to detect and prevent market abuse, insider trading and other violations Investigate and resolve alerts generated by trade surveillance systems, and escalate any potential issues to the appropriate stakeholders Work on regional projects including system UAT, new investment models discussion, or system development Conduct or assist with ad-hoc inspections and regulatory requests Requirements University graduate with major in Business, Finance or Law; At least 2 years of experience in compliance, preferably in brokerage or asset management firms Excellent analytical and problem-solving skills Strong interpersonal and communication skills High attention to details Ability to handle multiple tasks simultaneously and work under tight deadlines Proactive in identifying risks and proposing solutions. Strong computer skills including MS Office Suite Excel, Bloomberg Proficient in Python, or VBA is a plus Fluent in English and Japanese Some of our Benefits 20 Days of Paid annual leave Life / Medical group insurance Gym Subsidy

Responsibilities

The analyst will handle regulatory filings, license applications, and the implementation of group compliance frameworks. They will also conduct trade surveillance to detect market abuse and manage regional projects including system testing and development.