Analyst/Associate, Compliance_Hong Kong at Polymer Capital

, Hong Kong, China -

Full Time

Start Date

Immediate

Expiry Date

16 Sep, 26

Salary

0.0

Posted On

18 Jun, 26

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Regulatory Filings, Trade Surveillance, Compliance Framework, Market Abuse Detection, Risk Identification, Analytical Skills, Problem-solving, Interpersonal Communication, MS Office Suite, Excel, Bloomberg, English Fluency, Japanese Fluency, Python, VBA

Industry

Investment Management

Description

Company Introduction Polymer Capital Management is an Asia public markets-focused asset management firm offering hedge fund and long-only strategies. Polymer combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region's best investment talent. Polymer was established in conjunction with PAG, one of the world's largest Asia-focused alternative asset managers, in 2019. Job Responsibilities / Job Brief The Product Specialists team acts as a crucial link between investment teams and investors, focusing on relationship management, strategy and insights communication, business development and product development. Key Responsibilities: Handle license applications, regulatory filings and reports Assist with the development, implementation and administration of the Group compliance framework and policies Conduct monitoring and surveillance of trading activities to detect and prevent market abuse, insider trading and other violations Investigate and resolve alerts generated by trade surveillance systems, and escalate any potential issues to the appropriate stakeholders Work on regional projects including system UAT, new investment models discussion, or system development Conduct or assist with ad-hoc inspections and regulatory requests Requirements University graduate with major in Business, Finance or Law At least 2 years of experience in compliance, preferably in brokerage or asset management firms Excellent analytical and problem-solving skills Strong interpersonal and communication skills High attention to details Ability to handle multiple tasks simultaneously and work under tight deadlines Proactive in identifying risks and proposing solutions. Strong computer skills including MS Office Suite Excel, Bloomberg Fluent in English and Japanese Good to have Proficient in Python, or VBA is a plus Why join us? Prime Location: You'll work full time from our centrally located office space in the heart of Hong Kong High-Growth: We have a team of highly ambitious professionals with a strong desire to learn and develop their skills. Equal opportunity employer: We celebrate diversity and are committed to creating an inclusive environment for all employees. Global exposure: With six offices and three affiliate offices around the region, Polymer teams work together to solve meaningful problems at scale. Dynamic and Collaborative Environment: Opportunity to work with industry leaders and experts to engage in exciting projects and fulfilling challenges. Some of our Benefits Paid Annual Leave Medical Group Insurance In-built Gym facility DEI and Philanthropy Initiatives Professional Learning & Development Opportunities

Responsibilities

Manage license applications, regulatory filings, and the implementation of the Group compliance framework. Monitor trading activities to prevent market abuse and handle regulatory requests and system UAT projects.