Analyst Compliance Inspection at Empower Annuity Insurance Company of America

Bengaluru, karnataka, India -

Full Time

Start Date

Immediate

Expiry Date

10 Mar, 26

Salary

0.0

Posted On

10 Dec, 25

Experience

0 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Compliance Inspection, Data Analysis, Reporting, Communication Skills, Leadership Skills, Negotiation Skills, Problem-Solving, Research Skills, Analytical Skills, Interpersonal Skills, Self-Starter, Team Player, Technology Utilization, Regulatory Requirements, Internal Policies, Inspection Coordination

Industry

Financial Services

Description

Our vision for the future is based on the idea that transforming financial lives starts by giving our people the freedom to transform their own. We have a flexible work environment, and fluid career paths. We not only encourage but celebrate internal mobility. We also recognize the importance of purpose, well-being, and work-life balance. Within Empower and our communities, we work hard to create a welcoming and inclusive environment, and our associates dedicate thousands of hours to volunteering for causes that matter most to them. Chart your own path and grow your career while helping more customers achieve financial freedom. Empower Yourself. The Analyst Compliance Inspection supports Empower’s compliance inspection program by preparing for and coordinating inspections to ensure adherence to regulatory requirements and internal policies. This position involves detailed pre-work, data and trend analysis, and reporting to identify potential issues, escalate concerns appropriately, and partner with internal stakeholders to resolve findings. Essential Functions: Conduct pre-work for inspections, including confirming information received from questionnaires correspond to Empower records (e.g., licensing, location, disclosed OBAs), conducting internet searches, reviewing signatures for compliance, and coordinating with internal partners (e.g., communications compliance, supervision). Prepare draft inspection reports, flagging any issues for follow-up during the inspection. Ensure timely escalation and referral of any identified issues that require further follow-up. Partner with internal contacts as needed to provide oversight of the company’s inspection. Leverage technology and artificial intelligence tools to operate efficiently. Conduct remote inspections, as needed, for compliance with regulatory requirements and Empower policies. Qualifications: College degree 1-2 years of directly related work experience required. Excellent verbal and written communication skills. Strong leadership/negotiation skills, ability to take ownership of self-professional development, and self-driven toward career goals. Multi-dimensional and adaptable team player, able to tackle a diversity of duties while performing non-analyst or silo style roles and solidly demonstrating initiative. Self-starter and problem-solver with the ability to deliver results with minimal hands-on guidance. Some compliance inspection, audit or investigation experience preferred. FINRA registrations preferred but not required. Exceptional interpersonal skills with ability to interface with a variety of colleagues, including associates and senior management alike, are required. Exceptional research and analytical skills are required. This job description is not intended to be an exhaustive list of all duties, responsibilities and qualifications of the job. The employer has the right to revise this job description at any time. You will be evaluated in part based on your performance of the responsibilities and/or tasks listed in this job description. You may be required perform other duties that are not included on this job description. The job description is not a contract for employment, and either you or the employer may terminate employment at any time, for any reason. We are an equal opportunity employer with a commitment to diversity. All individuals, regardless of personal characteristics, are encouraged to apply. All qualified applicants will receive consideration for employment without regard to age, race, color, national origin, ancestry, sex, sexual orientation, gender, gender identity, gender expression, marital status, pregnancy, religion, physical or mental disability, military or veteran status, genetic information, or any other status protected by applicable state or local law. Joining our talent community will allow you to stay connected via email and receive news and updates. Want the latest money news and views shaping how we live, work and play? Sign up for Empower’s free newsletter and check out The Currency. Remote and Hybrid Positions For remote and hybrid positions you will be required to provide reliable high-speed internet with a wired connection as well as a place in your home to work with limited disruption. You must have reliable connectivity from an internet service provider that is fiber, cable or DSL internet. Other necessary computer equipment will be provided. You may be required to work in the office if you do not have an adequate homework environment and the required internet connection. Follow Empower Facebook, LinkedIn, X, Instagram, & Glassdoor

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Responsibilities

The Analyst Compliance Inspection supports the compliance inspection program by preparing for and coordinating inspections to ensure adherence to regulatory requirements and internal policies. This includes conducting pre-work, data analysis, and reporting to identify potential issues and partner with internal stakeholders.