Analyst, Enterprise Risk and Compliance at ASX

Sydney, New South Wales, Australia -

Full Time

Start Date

Immediate

Expiry Date

16 Dec, 25

Salary

0.0

Posted On

17 Sep, 25

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Data Analysis, Communication Skills, Risk Management, Compliance Monitoring, Regulatory Reporting, Policy Governance, Collaboration, Training Material Review, Best Practice Promotion, Regulatory Change Management, Report Development, GRC Tooling, Power BI, Conflict Resolution, Time Management, Stakeholder Engagement

Industry

Financial Services

Description

ASX: Powering Australia's financial markets Why join the ASX? When you join ASX, you’re joining a company with a strong purpose – to power a stronger economic future by enabling a fair and dynamic marketplace for all. In your new role, you’ll be part of a leading global securities exchange with a strong brand. We are known for being a trusted market operator and an exciting data hub. Want to know why we are a great place to work, click on the link to learn more. www.asx.com.au/about/careers/a-great-place-to-work We are more than a securities exchange! The ASX team brings together talented people from a diverse range of disciplines. We run critical market infrastructure, with 1 in 3 people employed within technology. Yet we have a unique complexity of roles across a range of disciplines such as operations, program delivery, financial products, investor engagement, risk and compliance. We’re proud of the diversity of our organisation and the culture of inclusion that all our people help to build every day. Our employee-led groups are known for celebrating cultural and religious events, championing LGBTIQ+ inclusion (recently achieving AWEI Bronze), inspiring giving and volunteering, promoting gender equality, and wellbeing. We are an Employer of Choice for Gender Equality (WGEA) and a member of the Champions of Change Coalition for the advancement of gender equality in Australia. About The Team: The Enterprise Risk and Compliance team are risk and compliance professionals who are responsible for achieving ASX’s strategy through the delivery of Great Fundamentals, namely mature risk, compliance and operating frameworks, and exists to inspire confidence and trust in the ASX. About The Role: The Analyst, Enterprise Risk and Compliance role is a 2nd line role within the Risk division at ASX, who will support the implementation of the Enterprise Compliance framework and strategy. Working closely with both line 2 and line 1 risk management teams and business SMEs to ensure governance, reporting, and education elements of the enterprise compliance plan are appropriately implemented across ASX. The Analyst, Enterprise Risk and Compliance role is a 2nd line role within the Risk division at ASX, who will support the implementation of the Enterprise Compliance framework and strategy. Working closely with both line 2 and line 1 risk management teams and business SMEs to ensure governance, reporting, and education elements of the enterprise compliance plan are appropriately implemented across ASX. What You'll Do: The role assists across a range of compliance related activities, specifically proactive monitoring of regulatory developments, facilitating the regulatory change management process, assisting with the preparation of compliance reporting to relevant committees, regulatory reporting, and enhancing policies and procedures. Respond to compliance related enquiries, policy governance and guidance on conflicts related matters. Support the delivery of monthly and quarterly risk reporting to the board, management committees and the Executive team Support the broader team with line 2 compliance monitoring and assessment reviews. Assist in the review of training materials, Enterprise Compliance owned policies and procedures. Assist in efforts to promote best practice risk management, including risk culture, throughout ASX What You'll Need: Must have Demonstrated the ability to build strong internal relationships and collaborate and work effectively across teams Worked with basic databases, extracting data and producing reports with strong data analysis skills Completed courses on corporate, commercial or financial services regulation Worked in a time-sensitive environment with competing priorities Communication skills – excellent oral, written and presentation Nice to have Exposure to risk transformation or regulatory remediation programs Knowledge and/or experience in exchange, trading and/or clearing and settlement processes Experience in development of GRC tooling and associated implementation Experience designing, developing, and maintaining reports and dashboards using Power BI We make hiring decisions based on your skills, capabilities and experience, and how you’ll help us to live our values. We encourage you to apply even if you don’t meet all the criteria of this role. If you need any adjustments during the application or interview process to help you present your best self, please let us know. At ASX Group, our diverse workforce is essential to build and maintain a fair and dynamic marketplace. We support flexible working and offer hybrid working options. Even if our roles are advertised as full-time, we encourage you to apply if you are interested in part-time or other flexible working arrangements. We will arrange for successful candidates to have background checks, including reference and police checks completed as part of the on-boarding process. ASX is an integrated exchange offering listings, trading, clearing, settlement, technical and information services, technology, data and other post-trade services. It acts as a market operator, clearing house and payments system facilitator. It oversees compliance with its operating rules, promotes standards of corporate governance among Australia’s listed companies and helps to educate retail investors. ASX operates markets for a wide range of asset classes including equities, fixed income, commodities and energy. As an integrated exchange, ASX’s activities span primary and secondary market services, including the raising, allocation and hedging of capital flows; trading and price discovery; central counterparty risk transfer; and securities settlement for both the equities and fixed income markets. When you join ASX, you’ll be joining a dynamic global leader with a record of innovation and a reputation for integrity, transparency and professionalism. You’ll also enjoy an impressive range of employee benefits and a flexible working environment underpinned by a friendly and collaborative culture.

Responsibilities

The Analyst will support the implementation of the Enterprise Compliance framework and strategy, working closely with risk management teams and business SMEs. Responsibilities include proactive monitoring of regulatory developments, compliance reporting, and promoting best practices in risk management.