Analyst - Regulatory Compliance (RAS) at Wipfli Advisory LLC

Bengaluru, karnataka, India -

Full Time

Start Date

Immediate

Expiry Date

12 Jan, 26

Salary

0.0

Posted On

14 Oct, 25

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Regulatory Compliance, Analysis, Problem Solving, Interpersonal Skills, Communication Skills, Detail-Oriented, Self-Motivated, Team Player, Microsoft Excel, Microsoft Word, Microsoft Outlook, Adobe, Interest Calculation, Banking Regulations, US Financial Institutions, CaseWare

Industry

Business Consulting and Services

Description

Overview Analyst -Regulatory Compliance Essential Responsibilities: • Review and understand various applicable regulatory compliance regulations, interpret the requirements and check policies, procedures,files and transactions for compliance.• Responsibilities include analysis, problem solving and testing samples of work of others for compliance with underlying regulations and policies and procedures.• Deliver high-quality work products and assist other team members within the service line.• Adhere to the work plan defined by the Senior/Manager• Support the team in providing other compliance related services to financial services and other industry clients as required.• Participate in calls with the onshore (US) team to discuss team progress,quality and productivity.• Team player with good interpersonal and communication skills. Essential Qualifications and Experience: • Master’s or bachelor’s degree in accounting or finance (M. Com/B. Com/MBA). Major in Banking would be a plus.• Minimum 2 years of experience in the banking industry. Experience in reviewing and interpreting regulations, policies and procedures in areas such as deposits, loans, and other banking-related regulations, and verifying compliance with these requirements is strongly preferred.• Familiar with calculation of interest workings• Prior experience of working with overseas team is desirable.• Experience working with US based financial institutions is an added advantage. Skills & Abilities: • Good spoken and written English• Self-motivated and detail-oriented• Strong desire and capacity to learn• Ability to plan and prioritize multiple projects, follow through on requests, take initiative, work under pressure and meet deadlines.• Able to generate quality work in a timely manner with strong attention to detail.• Able to communicate well with team members across US and India.• Ability to grasp new things quickly and apply learnings• Team player with strong interpersonal and communication skills• Good knowledge of Microsoft Outlook, Excel and Word, and Adobe. Prior experience with CaseWare is a plus.

Responsibilities

The Analyst - Regulatory Compliance will review and understand various regulatory compliance regulations, interpreting requirements and checking policies, procedures, files, and transactions for compliance. Responsibilities include analysis, problem solving, and testing samples of work for compliance with regulations and policies.