Our Financial Services Compliance and Regulation (FSCR) practice help firms to build, manage and protect their business in an ever-changing regulatory environment. Our multi-disciplinary team assists with and advises on the design, development, implementation and remediation of regulatory compliance, governance and risk programs. We also provide global registration/authorisation assistance, regulatory advice, investigations and regulators’ and commission reviews, M&A regulatory and operational due diligence, risk management, compliance secondments and a regulatory host to allow start-ups to achieve rapid launch whilst maintaining compliance. We focus on a range of matters including financial crime, compliance risk management, prudential matters, compliance monitoring and regulatory reporting. Projects can be large one-off engagements or ongoing retained services.
As an Analyst in our FSCR practice, you will develop a detailed knowledge of both UK and US regulatory requirements and gain exposure a wide range of financial services firms. Come aboard and become a key player in supporting our clients!

Navigating Responsibilities:

• Participate in a range of regulatory projects which may include financial crime/AML advisory projects, compliance, risk management and governance reviews, skilled person reviews, regulatory due diligence reviews and more
• Support our retained clients through compliance monitoring visits, creating client reports and advising firms how regulations apply to and impact their business
• Assisting in the submission of regulatory applications to the FCA, SEC and CFTC
• Onboarding clients to our regulatory hosting business through review of their business models and undertaking background checks
• Conduct research and draft advice on UK and other applicable regulations
• Support with management of day-to-day client relationships and project management activities
• Training in regulations applicable to the UK regulatory environment, and more globally when required
• Developing and tailoring compliance manuals and other compliance documentation for clients
• Establishing clients’ compliance infrastructure
• Potential for secondments and project work with clients
• Managing internal regulatory reporting schedules
• Attendance at internal and external seminars, developing you networking skills

The Ideal Candidate:

• Minimum 2.1 degree from a top university, ideally in a related degree such as economics, business studies, law etc.
• A clear and demonstrable interest in/awareness of current issues facing the financial services industry
• Strong oral and written communication skills with experience presenting
• Collaborative and cooperative working style with the ability to work within a range of team sizes
• Enthusiasm, drive and flexibility
• Ability to prioritise and juggle conflicting tasks successfully, responding positively to pressure
• Strong, diligent work ethic and attention to detail and judgement focused decision making
• Intellectually rigorous and curious with a demonstrated growth mindset
• A customer-focused mindset, willing to understand and deliver on client needs

About Kroll
Join the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you’ll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients’ value? Your journey begins with Kroll.
Kroll is committed to equal opportunity and diversity, and recruits people based on merit.
In order to be considered for a position, you must formally apply via careers.kroll.com

• Participate in a range of regulatory projects which may include financial crime/AML advisory projects, compliance, risk management and governance reviews, skilled person reviews, regulatory due diligence reviews and more
• Support our retained clients through compliance monitoring visits, creating client reports and advising firms how regulations apply to and impact their business
• Assisting in the submission of regulatory applications to the FCA, SEC and CFTC
• Onboarding clients to our regulatory hosting business through review of their business models and undertaking background checks
• Conduct research and draft advice on UK and other applicable regulations
• Support with management of day-to-day client relationships and project management activities
• Training in regulations applicable to the UK regulatory environment, and more globally when required
• Developing and tailoring compliance manuals and other compliance documentation for clients
• Establishing clients’ compliance infrastructure
• Potential for secondments and project work with clients
• Managing internal regulatory reporting schedules
• Attendance at internal and external seminars, developing you networking skill