OPERATIONS

The Operations division is a dynamic, multi-faceted organization that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm’s assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.

YOUR IMPACT

We’re looking for a professional individual who wants to apply their understanding of financial markets and be at the heart of regulatory reform. With the continued high rate of change in the regulatory reporting space, Regulatory Operations professionals have the platform to significantly impact their environment and the wider business.

BASIC QUALIFICATIONS

• Bachelor’s degree with minimum 3-4 years’ experience in financial services
• Strong analytical skills with an ability to understand complex workflows paired with meticulous attention to detail
• Must have strong communication skills to clearly articulate issues and ideas, and provide timely escalation
• Good interpersonal skills to build strong relationships with key stakeholders within and outside of Operations
• Good influencing skills to work with the Operations team in challenging the status quo and continuously enhancing the control environment required
• Self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage competing priorities within deadlines
• Flexible and able to work well under pressure in a team environment

PREFERRED QUALIFICATIONS

• Basic understanding of financial markets and the regulatory landscape
• Sound understanding of Risk – financial, operational, reputational, regulatory
• Knowledge about financial markets and associated processes
• Practical knowledge about financial products, e.g. equities, fixed income, exchange traded derivatives, OTC derivatives,
• Knowledge about project management and business analysisShows interest in data analysis, process automation and BI tools

Responsibilities include the following:

• Contribute to the execution of non-financial regulatory reporting obligations (eg. MiFID, EMIR SFTR etc.)
• Reviewing business and functional specifications to determine potential impact to existing regulatory obligations
• Analysis of front to back system infrastructure to understand data flows, booking models, and logic required to capture data
• Work with Engineering teams to implement and test enhancements to regulatory reporting obligations
• Play an instrumental role in implementation of large-scale initiatives across the Global team
• Work with relevant stakeholders in Operations, Engineering, Legal, Compliance, and the Business to support various reporting functions
• Training and developing colleagues to understand complex workflows and processes
• Proposing and driving forward new initiatives to enhance the objectives of the Regulatory reporting tea