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(Assistant - Senior) Manager, Business Compliance & Operation Risks (AML, P at Bank of China (Hong Kong) Limited

, , -

Full Time

Start Date

Immediate

Expiry Date

14 Sep, 26

Salary

0.0

Posted On

16 Jun, 26

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

AML Compliance, Transaction Monitoring, KYC Review, Financial Crime Risk Management, Fraud Detection, Regulatory Reporting, Gap Analysis, Internal Audit, Private Banking, Risk Mitigation, Analytical Skills, Interpersonal Skills

Industry

Banking

Description

Responsibilities: * Act as first line of defense to conduct AML/Financial Crime/ Fraud risk related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible AML/Financial Crime/ Fraud risks, prepare management report(s) and provide recommendations to mitigate relevant risks * Review KYC profiles, account opening / review documents * Conduct AML/Financial Crime/ Fraud risk related periodic and ad hoc monitoring/transaction review * Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business * Conduct regular and ad hoc self-assessment, gap analysis, survey, independent review against various AML related internal and/or regulatory requirements. Recommend follow up action to close the gaps where applicable * Prepare regular (monthly/quarterly/annually) and ad hoc internal reporting to senior management, second line of defense * Assist to conduct training to promote compliance culture * Assist to investigate suspicious transaction * Work on regulatory reporting matters, internal / external review or audit including coordinate with other departments, prepare response and carry out the relevant enhancements * Provide staff training where required * Assist on other ad hoc tasks as assigned Requirements: * Degree or above * 4+ years working experience in banking and finance, at least 2 years in relevant private banking AML Compliance. Strong AML knowledge is an advantage * Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks * Proficient in written, spoken English and Chinese * Familiar with HKMA/SFC regulatory requirements

Responsibilities

Act as the first line of defense by conducting AML, financial crime, and fraud risk transaction monitoring and business reviews. Ensure adherence to internal and external requirements through KYC profile reviews, gap analysis, and regular reporting to senior management.