Assistant Vice President, Commercial Banking - Risk Control Unit MY at CIMB Group Malaysia

Kuala Lumpur, Kuala Lumpur, Malaysia -

Full Time

Start Date

Immediate

Expiry Date

16 Apr, 26

Salary

0.0

Posted On

16 Jan, 26

Experience

5 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Risk Management, Data Analysis, Regulatory Compliance, Reporting, Investigation, Root Cause Analysis, Evidence Compilation, Communication, Collaboration, Problem Solving, Attention to Detail, Project Management, CIM Module, ShARP, GRC, CET

Industry

Banking

Description

1. CIM/ LED report submitted by CBCs (including ad-hoc CIMs) • To check and confirm that information/data given on the issues are correct • Once the issues are understood and confirmed, start creating the issues in CIM Module/ShARP/GRC • After all are completed, to submit for ‘open’ approval • Compile the report and submit to person-in-charge 2. Closure of issues in CIM/ShARP/GRC • Follow up with CBCs for evidence • Create own evidence through checking in BCS and 1P system • Go into CIM module/ShARP/GRC to close the issue 3. Prepare Explanation/ Advice Letter and obtain approval from supervisor • On any breach credit DA or regulatory breach issues • The letter could also be part of evidence for closure of CIM/LED 4. Create LED • Discuss with the team on issue/ breach detected • Once confirm on the breach, create LED, submit for ‘open’ approval • Liaise with CBC to further understand the case • Prepare Root Cause Analysis (RCA) report for supervisor’s review/ approval • Once reviewed by supervisor, submit to GLC for approval 5. Closure of LED • Approved RCA will be attached in the LED once case rectified • Submit for ‘close issue’ approval 6. Fraud/ FSA breach • Obtained information on Fraud/ breach through CBC/Immediate Supervisor • To investigate and report to NFRM • To complete CIBA template, create CIM / LED 7. CIM validation by NFRM / GLC • To check on the issues and provide explanation to NFRM / GLC • Follow-up with RM/CBC for further clarification • Remediate the issues and notify NFRM/ GLC 8. Centralised CET • Select samples and perform the testing • Raise CIM/LED if the results are failed, compile the report and submit to person-in-charge • Attend to samples requested by NFRM/GLC/GCAD on quarterly CET conducted (centralised and by CBC) 9. Ad-hoc project assigned by supervisor from time to time basis 10. Update Consequence Management register for further action, when required 11. SREF/CCRIS reporting • Obtained email/ data from Group Finance (GF) - RRU • Send email to RM/CBC for explanation/clarification • Reply to GF-RRU as per stipulated deadline

Responsibilities

The role involves managing risk control processes, including the creation and closure of CIMs and LEDs, and preparing reports for regulatory compliance. Additionally, the position requires investigating breaches and compiling evidence for resolution.