Associate - Client Due Diligence at MUFG Investor Services

Limassol, Cyprus, Cyprus -

Full Time

Start Date

Immediate

Expiry Date

22 Jun, 26

Salary

0.0

Posted On

24 Mar, 26

Experience

0 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Client Due Diligence, AML, Compliance, Risk Assessment, Client Verification, CDD Files Review, Ongoing Monitoring, KYC, PEP Checks, Sanction Checks, AML Framework, Documentation Review, Written Communication, Issue Identification, Escalation

Industry

Financial Services

Description

Company Description What’s in it for you to join MUFG Investor Services? Take a look at our careers site and you’ll find everything you’d expect from a career with the fastest-growing business at one of the world’s largest financial groups. Now take another look. Because it’s how we defy expectations that really defines us. You’ll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation, laser client focus, and next-level LEARNING & DEVELOPMENT. Oh, and we really walk the talk when it comes to HYBRID WORKING. So, why settle for the ordinary? Apply now for a Brilliantly Different career. We thank all candidates for applying; however, only those proceeding to the interview stage will be contacted. #LI-Hybrid Job Description Reporting to the Junior Associate Director, Client Due Diligence, you will ensure MUFG conducts business operations in full compliance with all relevant national and international laws and regulations as well as professional standards, accepted business practices, and internal standards. You will ensure that we meet our new business take on and Ongoing Monitoring (OGM) regulatory obligations by reviewing client files, updating risk assessment forms and ensuring the information is up-to-date and accurate. Act as Maker for the review of Client Risk Assessment Forms. Assess client documents and provide requirements list. Act as Maker for the review and sign off Client Verification Checklists Review CDD files on a periodic and trigger basis as part of our Ongoing Monitoring ("OGM") Process Maintenance and safe keeping of CDD documents, files and OGM trackers Ensure compliance with the AML Framework in place, across all relevant business areas and jurisdictions Review and conduct CDD/KYC/PEP and Sanction Checks. Request appropriate CDD documentation from MFS & MAFS Clients/Funds Review constitution documentations for multiple entity types. Work with Clients through written communication, on a periodic basis until all appropriate CDD documentation has been obtained Ensure queries and emails, are responded to promptly Identify issues and ensure appropriate action is taken or escalated Qualifications A minimum of 18 months experience within an AML / Compliance role Experience reviewing AML documents at a client or investor level A strong team player and good attention to detail is ideal 3rd Level / College Qualification desirable Additional Information Experience something Brilliantly Different with a career with MUFG Investor Services. Who are we? In a nutshell, MUFG Investor Services is part of the Mitsubishi UFJ Financial Group family, and we partner with over 480 loyal global investment firms to provide them with administration, asset services, banking, and fund financing. We’re in 14 global locations and provide an exceptional hub of Brilliantly Different talent to thrive. Still interested? Rank: Associate Employment Type: Permanent Full Time

Responsibilities

The Associate will ensure business operations comply with all relevant laws and regulations by reviewing client files, updating risk assessments, and maintaining CDD documents as part of the Ongoing Monitoring process. Key duties include acting as Maker for risk assessment reviews, conducting various compliance checks (CDD/KYC/PEP/Sanction), and communicating with clients to obtain necessary documentation.