Associate, Compliance & Control Representative I at BNY

Pune, maharashtra, India -

Full Time

Start Date

Immediate

Expiry Date

06 Apr, 26

Salary

0.0

Posted On

06 Jan, 26

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Compliance, Risk Management, Regulatory Requirements, Control Processes, Documentation, Assessment Activities, Reporting, Legislation Analysis, Project Contribution, Control Environment, Relationship Building, Effectiveness Assessment, Risk-Based Reviews, Issue Escalation, Team Objectives

Industry

Financial Services

Description

Associate, Compliance & Control Representative I At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance - and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary. We're seeking a future team member for the role of Associate, Compliance & Control Representative I to join our team. This role is located in Pune, Maharashtra. In this role, you'll make an impact in the following ways: Contributes to the compliance efforts of the assigned business units. Helps with assessment activities to ensure the business units are in compliance with standard regulatory and policy requirements. Helps the business units respond to and develop compliance reporting, as directed. Contributes to drafting of documentation when control changes are made. Analyzes existing legislation, regulatory announcements and industry practices in order to report on the assigned business' current state of compliance. Contributes to projects and program tasks intended to improve compliance and enhance the control environment. Analyzes control processes to ensure they are in compliance with all applicable laws, rules and regulations. Reviews the appropriateness of control processes. Begins to build working relationships with outside regulators, government officials and business unit managers in order to facilitate the timely delivery of information and increase the likelihood of favorable conditions for compliance activities. Contributes to assessments of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting BNY Mellon businesses. Begins to gain experience preparing risk-based reviews of existing and emerging regulatory requirements, concerning issues and control gaps. Contributes to the preparation of reporting, as directed. Escalates issues to more experienced professionals. Modified based upon local regulations/requirements. No direct reports: provides guidance to less experienced team members as needed. Contributes to the achievement of team objectives. To be successful in this role, we're seeking the following: Bachelor's degree or the equivalent combination of education and experience. Approximately 2 years of experience in risk and compliance, preferably following a graduate program. At BNY, our culture speaks for itself, check out the latest BNY news at: BNY Newsroom BNY LinkedIn Here's a few of our recent awards: America's Most Innovative Companies, Fortune, 2025 World's Most Admired Companies, Fortune 2025 “Most Just Companies”, Just Capital and CNBC, 2025 Our Benefits and Rewards: BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter. BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

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Responsibilities

The Associate, Compliance & Control Representative I contributes to compliance efforts and helps assess business units for regulatory compliance. They also analyze control processes and contribute to documentation and reporting.