Associate Director – Compliance

at  JTC Group

ESSENTIAL REQUIREMENTS

• Master’s degree in law, finance or economics.
• Proven experience of minimum 7 years in a PFS or in the funds industry in a Risk & Compliance function including a deep knowledge of AML/KYC laws and regulations.
• Demonstrate a clear understanding of the client strategies, including risk awareness, relationship management, including compliance and statutory obligations related to Luxembourg regulated and non-regulated investment funds.
• Demonstrate an understanding of the balance between regulatory requirements and the business requirements and an understanding how the compliance function fits within the broader goals and objectives of the organization.
• Able to take responsibility, prioritise, use initiative to manage a team.
• Demonstrate autonomy, motivation, enthusiastic and positive approach, good organisational capabilities, excellent client service attitude and proactivity.
• Fluency in English, other language knowledge will be an asset.

PURPOSE OF JOB

The purpose of this senior role is to lead the Compliance function in undertaking the above activities and fulfil the “Commission de Surveillance du Secteur Financier” (CSSF) roles of Head of Compliance and RC for JTCL. In performing these roles, the role holder will have regard to all relevant Laws, Orders, Circulars, JTC Group policies, procedures and practices and act to support and protect all JTC business undertaken in Luxembourg. The role holder is responsible for managing all aspects of the compliance function within JTCL including money laundering and countering the financing of terrorism / proliferation and will support the Board of Directors of JTCL and the JTCL Management Team in ensuring that regulatory requirements are upheld.

MAIN RESPONSIBILITIES AND DUTIES

• Act as the JTCL RC, with direct access to the JTCL Board and Management Team, providing leadership and people management of the JTCL Compliance team.
• In fulfilling the role described above, and having regard to JTC Group, policies and practices, the role holder will have the following responsibilities and duties for JTCL: