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Associate Director of Risk Management at BLUEFIN RESOURCES PTY. LIMITED
Sydney, Queensland, Australia -
Full Time

Start Date

Immediate

Expiry Date

20 Dec, 26

Salary

0.0

Posted On

21 Sep, 26

Experience

3 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

Industry

Consumer Services

Description

Key responsibilities

  • Complete a business-wide gap assessment and update policies, procedures, disclosures, client journeys, contracts, registers, systems, training and records before launch; permit no retail activity before authorisation and formal readiness sign-off.
  • Maintain the compliance framework, obligations register, compliance calendar and core registers covering incidents and breaches, complaints, conflicts, representatives, training, marketing approvals and regulatory correspondence.
Responsibilities

Key responsibilities

  • Complete a business-wide gap assessment and update policies, procedures, disclosures, client journeys, contracts, registers, systems, training and records before launch; permit no retail activity before authorisation and formal readiness sign-off.
  • Maintain the compliance framework, obligations register, compliance calendar and core registers covering incidents and breaches, complaints, conflicts, representatives, training, marketing approvals and regulatory correspondence.