Associate Executive - Regulatory & Compliance at IQ-EQ

Port Louis, Port Louis, Mauritius -

Full Time

Start Date

Immediate

Expiry Date

15 Jan, 26

Salary

0.0

Posted On

17 Oct, 25

Experience

0 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Customer Focus, Effective Communication, Talent Development, Work Direction, Collaboration, Pressure Management, Accuracy, Approachability, Attention to Detail, Prioritization, Proactivity, Relationship Building, Ownership

Industry

Financial Services

Description

Company Description We’re a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce of 5,800+ people across 25 jurisdictions and have assets under administration (AUA) exceeding US$750 billion. We work with 13 of the world’s top-15 private equity firms. Our services are underpinned by a Group-wide commitment to ESG and best-in-class technology including a global data platform and innovative proprietary tools supported by in-house experts. Above all, what makes us different is our people. Operating as trusted partners to our clients, we deliver intelligent solutions through a combination of technical expertise and strong relationships based on deep client understanding. We’re driven by our Group purpose, to power people and possibilities. Job Description The Associate Executive – Regulatory & Compliance assists and supports the Operational Compliance Officer and Associate Manager to provide a centralized compliance services to IQ-EQ MU’s clients. Tasks: - Assist the Associate Manager/Officers in: Ensuring that all regulatory approvals are processed and up to date Preparing re-assessment reports for the AML/CFT and Corporate Governance frameworks for specific clients conducting client file review of less complex structures conducting risk profiling of client companies as appropriate preparing re-assessment reports of Code of Business Conduct - Work under the supervision of the Associate Manager and Officers to: ensure that relevant processes are adhered to and mitigate financial implications in the event of process failures leading to substantial loss to IQEQ Conduct Customer Due Diligence on the principals of client companies Conduct Enhanced Due Diligence (EDD) for PEP and REP Assist delivery team by conducting World checks/ internet checks for clients - Assist the Associate Manager and the Officers to work on Administrators Compliance Reports and Periodic Reviews for high/ medium and low risk clients - Ensure protections of information assets of IQ EQ MU and to abide by the ISMS in place at IQ EQ MU. Key competencies for position and level: Customer Focus Communicates effectively Develops talent Directs work Collaborates Work under pressure Key behaviours we expect to see: In addition to demonstrating our Group Values (Authentic, Bold, and Collaborative), the role holder will be expected to demonstrate the following: Accuracy Approachability Attention to detail Prioritisation Proactivity Relationship Building Taking ownership Qualifications Education / professional qualifications: Degree holder in Law or any other relevant field Background experience: Minimum 1 year experience in the financial services sector preferably in compliance or Operation. Additional Information OUR COMMITMENT TO YOU AND THE ENVIRONMENT Sustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining long-term relationships with all our stakeholders – including our employees, clients, and local communities – while also reducing our impact on our natural environment. There is always more we can, and should do, to improve – whether in relation to our people, our clients, our planet, or our governance. Our ongoing success as a business depends on our sustainability and agility in a changing and challenging global landscape. We’re committed to fostering an inclusive, equitable and diverse culture for our people, led by our Diversity, Equity, and Inclusion steering committee. Our learning and development programmes and systems (including PowerU and MyCampus) enable us to invest in growing our employees’ careers, while our hybrid working approach supports our employees in achieving balance and flexibility while remaining connected to their colleagues. We want to empower our 5,800+ employees - from 94 nationalities, across 25 countries - to each achieve their potential. Through IQ-EQ Launchpad we support women managers launching their first fund, in an environment where only 15% of all private equity and venture capital firms are gender balanced. We’re committed to growing relationships with our clients and supporting them in achieving their objectives. We understand that our clients’ sustainability and success leads to our sustainability and success. We’re emotionally invested in our clients right from the beginning.

Responsibilities

The Associate Executive – Regulatory & Compliance assists the Operational Compliance Officer and Associate Manager in providing centralized compliance services to clients. Key tasks include ensuring regulatory approvals are processed, preparing reports, conducting client file reviews, and performing due diligence.