Start Date
Immediate
Expiry Date
19 Oct, 25
Salary
100000.0
Posted On
20 Jul, 25
Experience
0 year(s) or above
Remote Job
Yes
Telecommute
Yes
Sponsor Visa
No
Skills
Pivot Tables, Regulatory Requirements, Communication Skills, Excel, Securities, Thinking Skills, Derivatives
Industry
Banking/Mortgage
JOB DESCRIPTION:
TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience.
With more than 6,900 professionals operating out of 32 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank.
We are growth-oriented, people-focused, and community-minded. As a team, we work to deliver value for our clients every day.
Global Markets Supervision (GMS) provides first line supervision accountabilities across business lines in the Global Markets footprint. The primary focus of GMS is to fulfill delegated supervision responsibilities and facilitate a sustainable Front Office Supervision framework that supports effective supervision practices and escalates key issues arising from Global Markets sales, trading, and origination business activities. Specifically, GMS supports Front Office Supervisors with the execution of supervisory procedures in accordance with firm policy and regulatory requirements. The role reports to the Director, Regulatory and Supervisory Management.
Regulatory and Supervisory Management (RSM) proactively supports TD Securities’ Global Markets businesses to achieve sustainable strategies, supervision, operating practices, and governance aligned with regulatory requirements and Bank policies and risk appetite.
This role is located in the Global Markets Supervision team within RSM who are responsible for ensuring Front Office supervisors adhere to the Global Markets Supervision framework and promoting a strong culture of supervisory engagement, considering industry best practice and regulatory change.
CORE ACCOUNTABILITIES INCLUDE:
QUALIFICATIONS:
WHO WE ARE:
TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and community-minded. As a team, we work to deliver value for our clients every day.
Please refer the Job description for details