Associate - Structured Products & Fixed Income at Hong Kong Exchanges and Clearing Limited (HKEX)

, Hong Kong, China -

Full Time

Start Date

Immediate

Expiry Date

27 Jun, 26

Salary

0.0

Posted On

29 Mar, 26

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Risk Management, Compliance, System Development, Control Functions, Legal Profession, Market Knowledge, Structured Products, Project Management, Data Analysis, Communication Skills, Numerical Skills, Structured Products Pricing Model

Industry

Financial Services

Description

Company Introduction: We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all." Job Summary: Listing Division is responsible for supervising the listing process, the ongoing compliance by issuers with their obligations under the Listing Rules, and ensuring those rules reflect best international practices. Structured Products and Fixed Income is responsible for processing listing applications of structured products and debt securities, monitoring post-listing compliance, handling complaints and investor education. It seeks to develop policy initiatives and enhance regulations to raise industry standard for the development of structured products and fixed income markets. Job Duties: Process daily structured products listing applications including review of term sheets and listing documents Carry out post-listing monitoring of issuers’ compliance with rules and guidelines, including liquidity provision and publication obligations Conduct regular review on issuers’ performance and suitability Assess complaints, review and analyse issuers’ submissions and recommend appropriate follow up actions Liaise with issuers on product related matters such as adjustments to product terms and conditions and annual programme update Prepare guidelines to enhance market transparency; and draft guidance to individual issuers to assist them in rule compliance Assist in policy and product development; conduct research of regulatory and market development in overseas jurisdictions Assist seniors in assessing waivers and novel applications and non-routine enquiries and provide recommendations Assist seniors and if necessary, represent SPFI in liaising with other internal departments regarding operational initiatives, rule amendments, new product launch and other cross-departmental projects Prepare PowerPoint materials for presentation to management Identify areas of operational and system enhancements and manage system enhancement projects Job Requirements: University Degree, preferably in Business, Financial Engineering, Economics or Law At least 4 years’ relevant experience in the fields of risk management, compliance, system development or control functions in investment banks, or financial services experience in the legal profession Good market knowledge in the practices, regulations and operation of the structured products markets in Hong Kong or overseas Self-motivated, detail oriented and possess good project management, data analysis and communication skills Good command of written and spoken English and Chinese Good numerical skills and knowledge of structured products pricing model is a plus HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace. Location: HKEX - Exchange Square Shift: Standard - 40 Hours (Hong Kong SAR) Scheduled Weekly Hours: 40 Worker Type: Permanent Hong Kong Exchanges and Clearing Limited (HKEX) is a publicly-traded company (HKEX Stock Code:388) and one of the world’s leading global exchange groups, offering a range of equity, derivative, commodity, fixed income and other financial markets, products and services, including the London Metals Exchange. As a superconnector and gateway between East and West, HKEX facilitates the two-way flow of capital, ideas and dialogue between China and the rest of world, through its pioneering Connect schemes, increasingly diversified product ecosystem and its deep, liquid and international markets. HKEX is a purpose-led organisation which, across its business and through the work of HKEX Foundation, seeks to connect, promote and progress its markets and the communities it supports for the prosperity of all. Discover the latest career opportunities and programmes at HKEX.

Responsibilities

The role involves processing daily structured products listing applications, reviewing term sheets, and conducting post-listing monitoring of issuer compliance with rules and guidelines. Additionally, the associate will assess complaints, prepare guidelines to enhance market transparency, and assist in policy and product development research.