Join us as a Securitised Products Business Oversight Compliance (BOC) AVP, where you’ll be responsible for providing day-to-day Compliance oversight and advice supporting the BOC Directors and VPs in managing the compliance risk of the Securitised Products and Credit businesses . Your role will involve working closely with colleagues across Markets Compliance, the front office and various infrastructure areas.
The Securitised Products business area offers client financing and trading in relation to asset backed securities and other asset financing solutions. The Credit business is responsible for Barclays’ secondary market-making activities in corporate bonds, single name CDS, CDS indices and options and secondary loans across the investment grade, high yield, special situations and emerging markets sectors. The Credit business also provides financing and structuring solutions.

To be successful as an AVP the ideal candidate must have;

• Compliance experience
• Experience of working in a fast-paced environment with a diversified book of work
• Self-starter who can work individually as well as part of a team

Some other highly valued skills may include:

• Experience of working in Markets Compliance
• Some knowledge of fixed income products and markets.

Location: London
You may be assessed on key critical skills relevant for success in role, such as risk and controls, change and transformation, business acumen, strategic thinking and digital and technology, as well as job-specific technical skills.

ACCOUNTABILITIES

• Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems to.
• Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct.
• Conduct investigation of compliance risk events or breaches. Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences.
• Implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the bank’s internal policies are aligned with international standards, including jurisdictional requirements.
• Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management.
• Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime.

To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.