Start Date
Immediate
Expiry Date
07 Nov, 25
Salary
0.0
Posted On
25 Jun, 25
Experience
4 year(s) or above
Remote Job
Yes
Telecommute
Yes
Sponsor Visa
No
Skills
Ict, Safeguarding, Confidentiality, Outlook, Communication Skills, Training, Telephone Manner, Excel, English
Industry
Financial Services
RISK & COMPLIANCE APPRENTICE ADMINISTRATOR
IMPORTANT
DESIRED SKILLS
Help co-ordinate file review processes, identify patterns or recurring issues, and contribute to process improvement initiatives. Learn how to interpret compliance data and prepare summary reports for internal stakeholders
Assist in logging, tracking, and responding to client complaints under supervision. Help prepare documentation for internal reviews and support the resolution process in line with firm policy and regulatory expectations
Support in monitoring compliance with Anti-Money Laundering (AML) regulations, SRA Standards and Regulations, and Data Protection legislation. Assist in maintaining accurate records and reporting obligations
Help co-ordinate file review processes, identify patterns or recurring issues, and contribute to process improvement initiatives. Learn how to interpret compliance data and prepare summary reports for internal stakeholders
Assist in reviewing and updating internal policies, including those related to risk management, file closure, and client care. Help ensure that documentation is current and accessible
Participate in internal training sessions and external courses as required. Support the delivery of compliance training to other staff by preparing materials or coordinating sessions
Provide general administrative support to the Risk & Compliance team, including document management.