EXPERIENCE

Experienced Professionals

We are seeking a Compliance Officer in Singapore to focus on supporting Canvas FRG, a primary research group within Point72. In this role, you will work closely with the US and UK Canvas Compliance team as we expand the team to Asia. Specifically, you will:

• Be the main point of contact for compliance related items for Canvas Research Analysts in Asia
• Chaperone consultant calls for Canvas Research Analysts and document accordingly
• Monitor and notate chaperoned calls in proprietary compliance management system, track consultants to ensure appropriate chaperone coverage
• Conduct on-boarding due diligence of new consultants to Canvas FRG, LLC and annual re-reviews
• Monitor communications between Canvas Research Analyst interactions with discretionary investment professionals
• Facilitate quarterly invoicing and payment with the Finance department in compliance with applicable data privacy law
• Participate in insider dealing/insider trading issues training for Canvas Research Analysts
• Brainstorm and implement ideas for enhancing compliance oversight improvement and more efficient processes
• Monitor and stay current on applicable regional laws, regulatory initiatives, and case law in Asia jurisdictions
• Recommend and draft enhancements to existing policies and procedures