Chief Regulatory Advisor at National Bank of Canada
Montréal, QC, Canada -
Full Time


Start Date

Immediate

Expiry Date

04 Nov, 25

Salary

0.0

Posted On

05 Aug, 25

Experience

7 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

Good communication skills

Industry

Financial Services

Description

A career as a Chief Advisor in the Wealth Management team, means providing specialized regulatory advice, identifying potential issues that could affect the Bank, and recommending appropriate courses of action. You coach your colleagues by sharing your expertise, support them in their work, and build trusted relationships with your partners. You also participate in audit assignments focused on significant risks, whether or not they fall within your area of expertise.
In this role, you will have a positive impact on the organization. You can use your passion and your expertise in regulatory frameworks (CIRO and others) to contribute to the strength of the control framework and support investment-related activities at National Bank, in a constantly evolving environment.

Responsibilities
  • Act as a subject matter expert on regulations applicable to investment or Wealth Management activities
  • Participate in the planning, execution, and review of audit mandates related to regulatory compliance and other relevant risks
  • Assess the effectiveness of internal controls, primarily in relation to regulatory requirements (OCRI and others)
  • Analyze identified issues, help determine their root causes, and support managers in identifying innovative and practical solutions to eliminate those causes
  • Collaborate with internal stakeholders to recommend improvements to processes and policies
  • Draft findings and present the results of completed work to senior management and executives responsible for the processes reviewed
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