Client Onboarding & Regulatory Data Services - Associate - Core Services at Morgan Stanley

Bengaluru, karnataka, India -

Full Time

Start Date

Immediate

Expiry Date

18 Mar, 26

Salary

0.0

Posted On

18 Dec, 25

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

KYC, AML, Documentation Review, Client Due Diligence, Risk Awareness, Analytical Skills, Communication Skills, Organizational Skills, Problem Solving, Collaboration, Attention to Detail, Stakeholder Management, Escalation Management, Regulatory Compliance, Client Focus, Consultative Approach

Industry

Financial Services

Description

The Refresh Process Specialists are expected to stay current with all regulatory changes and requirements around client KYC, Suitability and Documentation. Able to escalate appropriately any risks identified during the documentation review process. Partnering with the client facing teams to collect required documents and associated information to meet all regulatory and internal polices Act as a subject matter expert on required AML/ KYC documents and process. Manage and facilitate client due diligence, including coordinating the participation of MS stakeholders who have KYC responsibilities Serve as point of contact for KYC and reporting issues for designated clients Discuss and escalate with Compliance complex issues surrounding client types and structures, financial products and services, and other AML risk-related issues. Act as an escalation point for client issues - troubleshoot cases and collaborate on solutions. Review cases before handover to Financial Crime Risk for assessment Represent the team at Working Groups and Steering Committee meetings, providing progress updates. For Periodic review roles previous experience working in an AML/KYC role, required Strong written and oral communication skills, able to influence internal and external stakeholders, attention to detail Strong analytical, prioritization and organizational skills Strong risk and controls awareness Capacity to think laterally and convey an understanding of the big picture Maintains a sense of urgency and ability to prioritize/multi-task Strong client focus and ability to partner with various internal groups and client coverage Ability to successfully navigate a complex infrastructure that involves numerous groups and individuals Consultative in approach, understanding and anticipating business partner needs and proactively delivering solutions Ability to work under pressure and to fixed deadlines Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.

Responsibilities

The Refresh Process Specialists are responsible for staying current with regulatory changes related to client KYC and documentation, managing client due diligence, and serving as a point of contact for KYC issues. They also act as subject matter experts and escalate complex issues to Compliance.