Client Segment Risk, Client Segments, Associate, Wealth Management at Morgan Stanley

Mumbai, maharashtra, India -

Full Time

Start Date

Immediate

Expiry Date

26 Jan, 26

Salary

0.0

Posted On

28 Oct, 25

Experience

0 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Problem Solving Skills, Attention To Detail, Knowledge Of Exchange, Investment Compliance Policies, Data Quality Issues, Automation, Efficiency Improvements, Financial Products, Trading Rules, Regulatory Landscape, MS Office Suite, Advanced Excel, Verbal Communication Skills, Written Communication Skills, Organizational Skills, Prioritization Skills

Industry

Financial Services

Description

Analysis of a suite of controls that cover various areas of Risk Reviewing data quality issues/violations of firm's compliance policies Identifying possible patterns and trends during the review process Reporting of daily activities conducted within the team Participate in meetings with local and US supervisory teams as needed Providing coverage to US Risk teams Knowledge, Skills, and Abilities Problem solving skills and Strong attention to detail Knowledge of Exchange (SEC), FINRA and Investment Compliance Policies is an added advantage Ability to proactively identify opportunities for automation and efficiency improvements within existing processes to support optimization efforts Understanding of financial products, trading rules and regulatory landscape Efficient in MS office suite, advanced excel is an added advantage Strong interest in deepening business knowledge of financial industry and wealth management Excellent verbal and written communication skills; ability to concisely summarize and/or present complex ideas. Ability to organize and prioritize work and meet strict SLAs Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.

Responsibilities

The role involves analyzing a suite of controls related to various areas of risk and reviewing data quality issues in compliance with the firm's policies. Additionally, the associate will report daily activities and participate in meetings with supervisory teams.