EDUCATION DESIRED :

Bachelor’s Degree

The CLO Compliance Analyst is responsible for ensuring models are developed, reviewed, and tested in accordance with transaction documents, to ensure quality standards are achieved.

• Transaction management to perform deal modeling responsibilities:
• Review deal documents to identify potential inconsistencies or interpretational issues
• Liaise with deal closing team to communicate and resolve any issues with Collateral Manager, Underwriter and Rating Agencies
• Identify and communicate any potential gaps with current system functionality to Director of Analytics and develop requirements for programming staff
• Configure and test models to the specifications of the testing and report requirements defined in deal documents following established methods and standards
• Perform complete stress-testing of the models and any new functionality developed by the programming staff
• Liaise with the Client Services Manager to ensure the data, model and report are complete and meet the client’s expectations
• Perform ongoing maintenance and support of the models through the lifecycle of the deal
• Work well across business lines to ensure process and procedures are streamlined, while minimizing liability and risk
• Perform QC responsibilities, engaging with Trust Account Managers and Senior Analysts to maintain and continually improve an efficient and effective process for verifying the accuracy of compliance models, involving:
• Review of compliance models against transaction documents to ensure models are complete
• Review of compliance models to ensure they follow established methods and standards
• Stress-test models to verify expected results and produced
• Communication of results to management and working with modeling analysts to resolve defects
• Analysis of QC reviews and usage of data to continually improve overall process through creation of new standards, updating of procedures and communication with team
• Track and review team status reports
• Monitor and manage workloads and deal allocations