REQUIREMENTS:

• Proficiency in Microsoft Office required.
• Experiences in using Excel formulas for data analytics required.
• Expereinces in Compliance/QA testing in banking industry preferred.
• Bilingual in English and Mandarin preferred.
• Desire to learn and build a career in Compliance.
  Job Type: Full-time
  Pay: $65,000.00 - $85,000.00 per year

Benefits:

• 401(k)
• 401(k) matching
• Dental insurance
• Flexible schedule
• Flexible spending account
• Health insurance
• Life insurance
• Paid time off

Application Question(s):

• Will you now, or in the future, require sponsorship for employment visa status (e.g. H-1B visa status)?

Education:

• Bachelor’s (Preferred)

Language:

• Chinese (Required)

Ability to Commute:

• New York, NY 10175 (Required)

Ability to Relocate:

• New York, NY 10175: Relocate before starting work (Required)

Work Location: In perso

• Perform Quality Assurance testing on areas such as Know Your Customer (KYC), Transaction Monitoring (TM), Sanctions, and other areas identified for periodic or ad hoc review.
• Maintain clearly documented workpapers.
• Perform controls testing in support of various Risk Assessments.
• Assist in remediations resulting from Internal Audit, Regulatory Examination, and third-party findings and recommendations.
• Attend external training and seminars in General Compliance topics and BSA AML OFAC Compliance.
• Assist in data gathering during Internal Audit, Regulatory Examinations, and any HO inquiries.
• Work on any ad-hoc project assigned by the Chief Compliance Officer.