Activities:As a Compliance Analyst, the role will be varied. You will report to the Operations Director and work closely with the advisor group and senior leadership team. Your responsibilities will include:Owning the day-to-day regulatory compliance administration of the firm.
Conducting new client due diligence (CDD) and periodic KYC/AML reviews, including PEP and sanctions screening.
Maintaining and updating the firm's compliance registers, policies and procedures (including GDPR).
Assisting in the preparation of returns and submissions to the Central Bank of Ireland.
Conducting client file reviews and audits to ensure files meet regulatory and internal standards.
Monitoring regulatory developments and assisting with the implementation of new requirements.
Supporting the delivery of compliance training to staff.
Assisting with the firm's Fitness & Probity and Minimum Competency Code (MCC) record-keeping.
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