POSITION SUMMARY:

We are seeking a detail-oriented and proactive Compliance Analyst to support the development, execution, and continuous improvement of our compliance monitoring and testing programs. This role plays a critical part in ensuring adherence to regulatory requirements and internal policies, while fostering a culture of integrity and accountability across the organization.

Key Responsibilities:

• Contribute to the design and ongoing enhancement of the compliance monitoring framework.
• Perform compliance control testing, transactional reviews, and monitoring activities in alignment with the established testing plan.
• Deliver thorough, well-documented compliance analyses, including high-quality reports, workpapers, and supporting documentation.
• Build and maintain strong working relationships with business and technology stakeholders, as well as Internal Audit and other assurance functions.
• Escalate significant compliance issues to management and provide actionable insights.
• Evaluate risks associated with business decisions and ensure alignment with applicable laws, regulations, and internal policies.
• Demonstrate sound ethical judgment and promote transparency in identifying, managing, and reporting control issues.
• Assist in drafting, reviewing, and updating compliance policies and procedures.
• Support additional compliance-related initiatives and projects as assigned.

Qualifications & Skills:

• Solid understanding of regulatory frameworks, laws, and compliance requirements.
• Experience in auditing or monitoring activities, including planning, risk assessment, testing, and reporting.
• Strong project management and organizational skills, with the ability to prioritize effectively.
• Excellent interpersonal and communication skills, with the ability to engage with stakeholders at all levels.
• Analytical thinker with sound decision-making capabilities and a proactive mindset.
• Ability to recommend practical solutions to mitigate risk and enhance controls.
• Self-motivated, adaptable, and capable of working independently or collaboratively.
• Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint).

Education & Experience:

• Bachelor’s degree required.
• Minimum of 1 year of professional experience in consumer finance preferred.
• Prior experience in compliance testing, internal/external audit, quality control, or risk management is highly desirable.

• Contribute to the design and ongoing enhancement of the compliance monitoring framework.
• Perform compliance control testing, transactional reviews, and monitoring activities in alignment with the established testing plan.
• Deliver thorough, well-documented compliance analyses, including high-quality reports, workpapers, and supporting documentation.
• Build and maintain strong working relationships with business and technology stakeholders, as well as Internal Audit and other assurance functions.
• Escalate significant compliance issues to management and provide actionable insights.
• Evaluate risks associated with business decisions and ensure alignment with applicable laws, regulations, and internal policies.
• Demonstrate sound ethical judgment and promote transparency in identifying, managing, and reporting control issues.
• Assist in drafting, reviewing, and updating compliance policies and procedures.
• Support additional compliance-related initiatives and projects as assigned