Compliance Analyst at Morningstar

Mumbai, maharashtra, India -

Full Time

Start Date

Immediate

Expiry Date

07 Mar, 26

Salary

0.0

Posted On

07 Dec, 25

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Compliance, Regulatory Analysis, Financial Crime Compliance, KYC, AML, CFT, Microsoft Office Suite, Critical Thinking, Analytical Skills, Investigative Skills, Communication Skills, Organizational Skills, Team Player, Proactive Attitude, Project Management, Relationship Management

Industry

Financial Services

Description

Role: Compliance Analyst Team: Financial Crime Compliance, Global Controls – Mumbai The Team Morningstar’s Financial Crime Compliance team is a key component of Global Controls function within the Compliance Department and helps to mitigate the company’s financial crime risks across the diverse jurisdictions where the company operates. Our mandate is to support the business units within Morningstar in areas such as sanctions screening, Know Your Client (KYC), and various anti-money laundering (AML) and combating the financing of terrorism (CFT) initiatives. The team operates at a global level, with members based in the United States, South Africa, Romania and India. The Role Morningstar is seeking a Compliance Analyst based in Mumbai reporting to the Director, Financial Crime Compliance who is based in Chicago (United States). Compliance Analysts will support the Financial Crime Compliance team in the management, implementation, and improvement of the financial crime compliance program across all business units within Morningstar. Responsibilities The Compliance Analyst will be expected to: Perform the screening of Morningstar’s business relationships against international sanctions programs and the review of records concerning adverse media, enforcement proceedings, regulatory actions and other related financial crime issues. Support the implementation of internal procedures for the general operation of the financial crime compliance program. Perform tasks in accordance with internal policies and procedures. Document and keep records of reviews performed and associated controls. Identify records and issues that need to be escalated for further review. Work with other Compliance teams within the Global Controls function and interact with employees at various levels of the organization across multiple time zones. Professionally manage relationships with other colleagues and contribute to the growth of the compliance culture regarding financial crime within Morningstar. Requirements A minimum of 2 years’ experience in compliance and/or regulatory analysis developed in Financial Services, Legal, or related professions. Prior work experience with financial crime compliance or AML/CFT concepts and issues is a plus. Bachelor’s degree in finance, Law, Business Administration, or related field. Strong working knowledge of the Microsoft Office Suite. Experience in implementation and monitoring adherence to corporate policies, procedures and guidance documents. Experience in working with compliance specific screening solutions, tools and platforms. Ability to work both independently and collaboratively, capable of managing responsibilities autonomously and engaging constructively in group projects to achieve mutual goals. Ability to manage multiple projects, with varying deadlines, concurrently in conjunction with the other members of the Financial Crime Compliance team. A team player with a positive and proactive attitude. An openness and desire to learn and grow professionally. Strong organizational and communication skills (verbal and written). Excellent knowledge of the English language (written and verbal). Strong critical thinking, analytical and investigative skills. Morningstar is an equal opportunity employer Morningstar's hybrid work environment gives you the opportunity to collaborate in-person each week as we've found that we're at our best when we're purposely together on a regular basis. In most of our locations, our hybrid work model is four days in-office each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you'll have tools and resources to engage meaningfully with your global colleagues. I10_MstarIndiaPvtLtd Morningstar India Private Ltd. (Delhi) Legal Entity How to Apply for a Job at Morningstar Step 1 When you find a position you're interested in, click the 'Apply' button. Please fill out this form completely, attaching your resume and cover letter in the approved format. Read the job requirements carefully and make sure to attach writing or design samples as required. Applicants must submit their resume and other information through our corporate website to be considered for a job at Morningstar. No phone calls, please. Step 2 You will receive an email notification to confirm that we've received your application. Step 3 If you are called in for an interview, a representative from Morningstar will contact you to set up a date, time, and location. Be prepared for a rigorous interview process. To make sure you're a good fit for Morningstar and we're a good fit for you, we'll schedule time for you to meet with multiple staff members at all levels of the company. Expect to return for multiple interviews as part of the process. A representative from Morningstar will contact you with the results of your interview—either with a job offer or to let you know our plans for the position. Applicants With Disabilities Who Need Accommodation Morningstar is committed to working with and providing reasonable accommodation to individuals with disabilities. If, because of a medical condition or disability, you need a reasonable accommodation for any part of the employment process, please call +1 312 384-3900 or email AskHR@morningstar.com and let us know the nature of your request and your contact information. Please note: We only accept calls from applicants who need accommodation related to a disability. Please, no calls with unrelated questions or requests. Please be sure to include the title and location of the open position you’re interested in when you leave a message. US Applicants: Morningstar is an E-Verify program participant. Learn more: This Organization Participates in E-Verify (English) This Organization Participates in E-Verify (Spanish) Right to Work (English) Right to Work (Spanish) EEO is the Law Pay Transparency Notice Morningstar is strongly committed to creating and preserving equal opportunity for all employees and applicants. We make all employment decisions—including recruitment, hiring, compensation, training, promotion, transfer, discipline, termination, and other personnel matters—without regard to race, color, ancestry, religion, sex, national origin, age, disability, protected veteran status, marital status, sexual orientation, genetic information, citizenship, gender identity and expression, parental status, or other legally protected characteristics or conduct.

Responsibilities

The Compliance Analyst will support the Financial Crime Compliance team in managing and improving the financial crime compliance program. Responsibilities include screening business relationships against sanctions programs and documenting reviews performed.