Compliance Analyst at MUFG Bank Ltd Australia
Sydney NSW 2000, , Australia -
Full Time


Start Date

Immediate

Expiry Date

14 Nov, 25

Salary

0.0

Posted On

14 Aug, 25

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

Good communication skills

Industry

Financial Services

Description

DO YOU WANT YOUR VOICE HEARD AND YOUR ACTIONS TO COUNT?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

How To Apply:

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Responsibilities

ABOUT THE ROLE:

The purpose of this Analyst role is to assist in the development and implementation of a best-in-class Regulatory, Advisory & Oversight Compliance function within the Oceania Compliance team. You’ll participate in the development and implementation of effective compliance processes and procedures for MUFG in Oceania and ensure the timely reporting of all compliance matters.

WHAT YOU’LL BE DOING:

  • Review compliance procedures, policies and other related documents against bank rules, regulations and other legal requirements.
  • Make recommendations and draft necessary amendments and enhancements to compliance policies and procedures to satisfy Oceania regulatory requirements, and assist with implementation of policies and procedures.
  • Actively participate in the conceptualisation and strategic formulation of new policies, frameworks, programs and procedures (working with other business units as required) as it relates to new applicable prudential standards (APRA) and new regulatory guides (ASIC) and other regulatory authorities in Oceania (AUSTRAC, RBNZ, ACCC etc.)
  • Assist with providing comprehensive analysis and guidance to the business, to enable compliance with existing and changing regulatory obligations.
  • Assist with providing advice and promoting awareness of compliance risk and regulatory issues with relevant stakeholders.
  • Manage the branch’s Fit & Proper Assessment and work closely with internal/external stakeholders on any development.
  • Participate in, and oversee as required, internal and external audits and regulatory audits/visits.
  • Management of external relationships with professional consulting firms and law firms as it relates to the regulatory strategy in Oceania
  • Manage and build relationships with internal stakeholders as it relates to Compliance Advisory in Oceania
  • Lead and drive projects and initiatives and take on additional responsibility as assigned by the Chief Compliance Officer for Oceania from time to time.
  • Manage and engage team members to work in a coherent manner which aligns to the compliance framework in Oceania and MUFG Bank operating model.
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