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Compliance Analyst - Surveillance at Square Point Capital USA

Bengaluru, karnataka, India -

Full Time

Start Date

Immediate

Expiry Date

01 Feb, 26

Salary

0.0

Posted On

03 Nov, 25

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Compliance, Trade Surveillance, Market Abuse Detection, Forensic Testing, E-Discovery, Communication Skills, Analytical Skills, Confidentiality, Financial Products Knowledge, Administrative Skills, Risk Management, Regulatory Experience, Audit Experience, Task Prioritization, Monitoring, Behavior Analysis

Industry

Financial Services

Description

Responsibilities: Support the Compliance department in the delivery of the wider compliance program Assist with trade surveillance monitoring to detect market abuse or improper trading behavior Conducting daily analysis of automated surveillance alerts through systems such as SMARTS Carry out audio and electronic communications surveillance Assist with e-discovery requests Conduct periodic forensic testing and reviews in accordance with the Compliance Monitoring Plan Required Qualifications: Bachelor's degree in finance, business, or a related field; or professional certification (e.g., CAMS) preferred 1-3 years of compliance, audit, risk or regulatory experience Knowledge of various financial products and markets Excellent administrative skills and the ability to prioritize tasks to meet deadlines Ability to maintain a high level of confidentiality while handing protected and sensitive material Strong written and verbal communication skills

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Responsibilities

The Compliance Analyst will support the Compliance department in delivering the compliance program and assist with trade surveillance monitoring to detect market abuse or improper trading behavior. Responsibilities include conducting daily analysis of automated surveillance alerts and carrying out audio and electronic communications surveillance.