Compliance Analyst at Swissquote

Saint Julian's, Central Region, Malta -

Full Time

Start Date

Immediate

Expiry Date

16 Jun, 26

Salary

0.0

Posted On

18 Mar, 26

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Compliance, AML, KYC, Due Diligence, Regulatory Filings, Policy Implementation, Risk Management, Audits, Inspections, Analytical Skills, Critical Thinking, Autonomy, Accountability, Attention To Detail, Organizational Skills, English

Industry

Banking

Description

Company Description Building the bank of tomorrow takes more than skills. It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential. We are the Swiss Leader in Online Banking and we provide trading, investing and banking services to +650’000 clients, through our performant and secured digital platforms. Our +1200 employees work in a flexible way, without dress code and in multicultural teams. By having a huge impact on the industry, they are growing their skills portfolio and boosting their career in a fast-pace environment. Have a look behind the scenes by checking Humans of Swissquote on Instagram. We are all in at Swissquote. As an equal opportunity employer, we welcome candidates from all backgrounds, experiences and perspectives to join our team and contribute to our shared success. Are you all in? Don’t be shy, apply! Job Description The Compliance Analyst supports the Company in ensuring adherence to applicable laws, regulations, internal policies, and governance standards. The role requires a highly analytical, detail-oriented, and autonomous professional capable of operating effectively within a regulated financial services environment. The Compliance Analyst is expected to work closely with internal stakeholders to support the effective implementation of compliance requirements and to promote a strong compliance culture across the organisation. In this role, you shall be responsible for: Handling client on-boarding (Account Opening, AML & KYC); Performing due diligence oversight on a number of Institutional, Corporate and Fund Clients; Supporting in monitoring and reporting on Compliance and AML within SQFSM; Assisting with the preparation of various regulatory filings and returns to competent authorities (MFSA, FIAU, CBM, IRS, IRD, etc.); Assisting in the implementation and maintenance of group policies and procedures within SQFSM; Assisting with preparing internal reports analysing future new directives, rules & regulation and impact on SQFSM operations and services; Assisting with overseeing internal control in compliance with group policies, guidelines and risk management framework; Providing support during audits and inspections. Qualifications Prior compliance experience within an EU-regulated Financial Services entity and/or University degree and/or Diploma courses in Compliance is preferred; Familiarity with EU financial services regulation (e.g. MiFID II, AML/CFT framework, UCITS/AIFMD, ESMA/MFSA requirements) is considered an asset; Strong analytical and critical-thinking skills, with the ability to interpret complex regulatory requirements and translate them into practical actions; High level of autonomy, ownership, and accountability, with the ability to manage multiple priorities with minimal supervision; Excellent attention to detail and strong organisational skills; Strong command of English (written/verbal). Additional languages: German and/or French would be considered an asset; Strong work ethic, professionalism and deep commitment to meet the highest standards required by the role and Swissquote Group. Managerial role: No

Responsibilities

The Compliance Analyst will be responsible for ensuring adherence to applicable laws, regulations, and internal policies, which includes handling client on-boarding (Account Opening, AML & KYC) and performing due diligence oversight on various client types. This role also involves supporting monitoring, reporting on Compliance and AML, assisting with regulatory filings, and helping maintain group policies and procedures.