Compliance Assistant - Reviews at Swissquote

Gland, Vaud, Switzerland -

Full Time

Start Date

Immediate

Expiry Date

22 Mar, 26

Salary

0.0

Posted On

22 Dec, 25

Experience

5 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Compliance, AML, CTF, Due Diligence, Analytical Skills, Communication Skills, Team Player, Data Analysis, Writing Skills, French, English, Swiss Legal Framework, Professional Behavior, Process Optimization, Client Reviews, Financial Services

Industry

Banking

Description

Company Description As a Compliance Assistant, you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing, and we are looking for different types of seniority profiles whose main tasks will be: Carrying out reviews of key clients (private clients, companies, institutional clients, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB) Conducting enhanced due diligence analyses Drafting formal compliance assessments Providing support and advice to the front office and management Depending on the level of seniority, the following tasks may also be required: Assisting the Manager in supporting the team on a daily basis, including providing responses to questions, conducting second-level reviews of team members’ assessments and serving as a trusted role model in terms of work quality, efficiency and professional behavior Serving as the key point of contact for complex cases Optimization of internal processes, including the review and drafting of internal guidelines Job Description As a Compliance Assistant, you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing, and we are looking for different types of seniority profiles whose main tasks will be: Carrying out reviews of key clients (private clients, companies, institutional clients, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB) Conducting enhanced due diligence analyses Drafting formal compliance assessments Providing support and advice to the front office and management Depending on the level of seniority, the following tasks may also be required: Assisting the Manager in supporting the team on a daily basis, including providing responses to questions, conducting second-level reviews of team members’ assessments and serving as a trusted role model in terms of work quality, efficiency and professional behavior Serving as the key point of contact for complex cases Optimization of internal processes, including the review and drafting of internal guidelines Qualifications Bachelor’s degree, preferably in Law, Economics, International Relations, Political Science or similar (a Certificate in Compliance Management is a very strong asset) 3-7 years of financial services compliance experience (prior experience in periodic reviews specifically is a very strong asset) Knowledge of the Swiss legal framework Excellent command of English and French (German is a strong asset) Analytical and methodological approach Structured and professional working style Interest and experience in data analysis (including Excel) Excellent writing and communication skills Strong team player who enjoys working in multicultural, dynamic, technological and international environment Managerial role: No

Responsibilities

The Compliance Assistant will conduct reviews of key clients from an AML/CTF standpoint and perform enhanced due diligence analyses. Additional responsibilities may include drafting compliance assessments and providing support to the front office and management.