Compliance Associate at CAXTON ASSOCIATES LP

Bengaluru, karnataka, India -

Full Time

Start Date

Immediate

Expiry Date

22 Jun, 26

Salary

0.0

Posted On

24 Mar, 26

Experience

0 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Compliance Monitoring Programme Administration, Code Of Ethics Tool Administration, Market Abuse Surveillance, Personal Account Dealing Monitoring, Gifts And Entertainment Monitoring, Investment Team Communication Surveillance, Policy Development, Procedure Development, Regulatory Adherence, Trade Surveillance, Communications Surveillance, Detail Oriented, Communication Skills, Presentation Skills

Industry

Investment Management

Description

About Caxton Associates: Caxton Associates, founded in 1983, is a global trading and investment firm with offices in New York, London, Singapore, Monaco and Dubai, and launching Bangalore in 2026. Caxton Associates’ primary business is to manage client and proprietary capital through global macro hedge fund strategies. As part of our continued growth, we are establishing a new office in Bangalore, India. This office will play a critical role in supporting our trading, research, and operations globally. About the role: We are currently looking to hire a junior-level generalist compliance professional to join our Bangalore office to contribute to our global compliance team. Reporting directly to the Compliance Officer based in Bangalore, you will play a crucial role in implementing and maintaining a best-in-class Global Compliance Monitoring Programme. You will assist in ensuring regulatory adherence and help promote a culture of compliance across the organisation. Responsibilities: Assist in administering the Global Compliance Monitoring Programme Assist in administering the firm’s Code of Ethics tool (Comply) Assist in monitoring and surveillance activities with a focus on Market Abuse, Personal Account Dealing, Gifts and Entertainment and Investment Team Communication Collaborate with other Compliance team members on policies, procedures, and global compliance issues as assigned by the CCO Work closely with colleagues across the firm to cultivate a culture of compliance Law degree or Bachelors or Master’s degree in Business Administration or related field 1 to 3 years of experience as a compliance generalist in a hedge fund, trading firm, or investment management firm. Understanding and practical experience of regulatory frameworks, with a focus on Code of Ethics management and monitoring (personal account dealing, outside business interests, gifts & entertainment) and market abuse surveillance and communication surveillance Experience in implementing and operating trade and communications surveillance programmes. Experience in Compliance monitoring activities a plus Knowledge of finance, markets, trade life cycle a plus Highly driven, organised, and detail-oriented Excellent communication and presentation skills, both verbal and written Highly dependable and committed to upholding the highest professional and ethical standards

How To Apply:

Incase you would like to apply to this job directly from the source, please click here

Responsibilities

The role involves assisting in administering the Global Compliance Monitoring Programme and the firm’s Code of Ethics tool, while also conducting monitoring and surveillance activities focused on market abuse and communications.