Compliance Associate at Guidepoint

Mumbai, maharashtra, India -

Full Time

Start Date

Immediate

Expiry Date

06 Jan, 26

Salary

0.0

Posted On

09 Oct, 25

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Compliance, Due Diligence, Analytical Skills, Regulatory Compliance, Financial Services, Training, Client Interaction, Database Management

Industry

Information Services

Description

Overview The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier compliance platform and we invite motivated professionals to join us and grow in this thriving environment. Guidepoint is seeking a Compliance Associate to join its global Compliance Department. This skilled professional will assist in all aspects of Guidepoint's compliance program which includes providing guidance to our business colleagues when dealing with complex compliance issues. What You'll Do: Conducting Due Diligence of documents. Provide initial and ongoing training for client interfacing employees Respond to daily questions from our sales and service teams Conduct a compliance portal overview to prospective and existing clients Implement client related protocols into our proprietary database Assist our technology team in implementing compliance related controls What You Have: Bachelor's Degree required demonstrating a strong level of achievement (Degree in Law/ LLB preferred) Proactive and self-motivated Exceptional analytical skills Experience using compliance search tools Minimum of 2+ years of regulatory compliance experience in financial services preferred Knowledge of financial industry regulations and due diligence preferred What We Have: Competitive compensation Employee medical coverage Central office location Entrepreneurial environment, autonomy, and fast decisions Casual work environment About Guidepoint: Guidepoint is a leading research enablement platform designed to advance understanding and empower our clients’ decision-making process. Powered by innovative technology, real-time data, and hard-to-source expertise, we help our clients to turn answers into action. Backed by a network of nearly 1.75 million experts, and Guidepoint’s 1,600 employees worldwide, we inform leading organizations’ research by delivering on-demand intelligence and research on request. With Guidepoint, companies and investors can better navigate the abundance of information available today, making it both more useful and more powerful. At Guidepoint, our success relies on the diversity of our employees, advisors, and client base, which allows us to create connections that offer a wealth of perspectives. We are committed to upholding policies that contribute to an equitable and welcoming environment for our community, regardless of background, identity, or experience. #LI-AD2 #LI-Hybrid

Responsibilities

The Compliance Associate will assist in all aspects of Guidepoint's compliance program, including conducting due diligence and providing guidance on compliance issues. They will also respond to inquiries from sales and service teams and assist in implementing compliance-related controls.