The Role
We are currently partnering with a leading firm that specializes in providing comprehensive services to the financial services sector, in the search for a Senior Compliance Associate/Manager to join the team. Position Summary: This individual will play an essential role in helping clients navigate the complex regulatory landscape with assurance. The firm brings together extensive experience, specialized expertise, and a global presence to ensure that clients have the support they need to succeed in an ever-changing regulatory environment. Key Responsibilities: • Daily support to clients and internal teams with the execution of AML and compliance-related tasks. • Take responsibility for client onboarding and KYC procedures. • Act as the primary liaison with regulators, ensuring all regulatory returns and notifications are submitted promptly. • Assist in the development and implementation of compliance monitoring programs, conducting reviews to ensure adherence to regulatory and internal standards. • Provide guidance on compliance, AML, and corporate governance topics through training and consultations. • Take on the role of Compliance Officer/MLRO, and potentially Risk Officer, in certain client engagements. • Maintain accurate and up-to-date client records and ensure compliance with internal management targets, including regular timesheet submissions. • Handle internal and external suspicious activity reports, collaborating with regulators and financial intelligence units where necessary. • Contribute to the firm’s visibility by participating in industry events and producing relevant content for promotional purposes. • Collaborate with senior staff to identify, investigate, and address compliance risk management issues, preparing reports and correspondence as needed. • Ensure ongoing professional development by staying current with regulatory changes and industry best practices. • Provide support for outsourcing, project work, and authorizations across various jurisdictions such as ADGM, DIFC, and onshore markets. • Assist with the creation of proposals and engagement letters for potential clients.

Requirements

• A minimum of 3 years of experience in Compliance, AML, or within a regulatory agency. • Strong familiarity with compliance, AML, and risk management, with the ability to work independently and develop policies and practices across an organization. • Must hold an internationally recognized degree or professional qualification. • Willingness to pursue and obtain an AML or Compliance certification within three months of joining. • Ability to manage client relationships effectively, ensuring clear communication and the setting of realistic expectations. • Excellent organizational skills with the ability to manage multiple tasks and meet deadlines consistently. • A proactive approach to staying informed about the latest regulatory changes and best practices within the industry. • Strong written and verbal communication skills, with the ability to draft and present proposals, reports, and client correspondence. • A keen attention to detail with the ability to review and analyze compliance data effectively. This position offers a rewarding opportunity for a professional looking to expand their career in a fast-paced, global environment. Please note that due to the high volume of applications, only shortlisted candidates will be contacted.

About the company
Venture Search is an international banking & financial services search firm, combining technology and human skill to enhance all aspects of the hiring process. By combining advanced search technology and a market-leading team, we are able to attract the most talented candidates in the banking and financial services sector. Here at Venture Search, we are passionate about building world-class teams and delivering long-term recruitment solutions. Ventures focus spans multiple facets of the global Financial Services industry, including Banking, Non-Banking Financial Institutions, Buyside, Fintechs, and Advisory firms

Please refer the Job description for details