Compliance Associate

at  Third Bridge

Company Description
Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world’s top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is the combination of human insights and unique investor-led content with a global expert network. We serve over 1,000 investment firms, offering clients 24/7 coverage through our team of 1500 employees located across twelve offices.
Job Description

POSITION OVERVIEW

At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our global Third Bridge Expert Network Compliance team to be based in London. The main purpose of this role is to support the compliance requirements of the business across all our international offices.

SKILLS

• Organized with excellent attention to detail.
• Ability to develop strong working relationships across the organization working with individuals at all levels and across offices.
• Excellent oral and written communication skills.
• Ability to identify risks and apply strategies or seek guidance to minimize them.
• Ability to prioritize competing goals and interests and manage time effectively.
  Qualifications

Bachelor’s Degree or relevant experience within compliance

• Previous compliance experience within financial services highly desirable but not essential

Additional Information

• Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client-specific processes, and responding in a timely manner.
• Monitoring of active projects and experts to mitigate potential risks.
• Answering day-to-day compliance queries from business units and clients.
• Delivering compliance training to new and existing employees.
• Ensuring compliance with applicable laws, internal compliance procedures and pre-agreed client-specific processes.
• Reviewing clients’ compliance procedures in a critical manner to improve and implement them.
• Dealing with ad-hoc projects as directed by management.