MAIN ACCOUNTABILITIES:

• Provision of assistance and guidance to advisers so that all financial promotions are compliant ensuring the customer is at the heart of everything we do.
• Ensure relevant policies and procedures are updated as necessary where things change.
• Follow FCA rules and guidelines for financial promotions and adhere to the B2B and B2C approval processes.
• Ensure timely and comprehensive oversight across all elements of financial promotions across all mediums.
• Delivery of effective and efficient AR website & social media licence programmes.

SKILLS, QUALIFICATIONS & EXPERIENCE REQUIRED FOR THE ROLE:

• Minimum of 2 years’ experience within the Mortgage & Protection financial services sector
• CeMAP 123 (or equivalent) qualification is a compulsory requirement for the role.
• Demonstrable knowledge of the UK mortgage and personal protection sector.
• General knowledge of FCA regulation including Consumer Duty requirements.
• Attention to detail.
• Desire to learn and to grow with the role and regulatory requirements