Compliance Consultant - Regulatory & Compliance at Ocorian

Hong Kong, Hong Kong Island, Hong Kong S.A.R. -

Full Time

Start Date

Immediate

Expiry Date

31 May, 26

Salary

0.0

Posted On

02 Mar, 26

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Regulatory Compliance, Asset Management, Hedge Funds, Private Equity, AML, Licensing Applications, Compliance Frameworks, Regulatory Research, Client Relationship Management, Technical Writing, Business Development, Cantonese Fluency, English Fluency, SFC Rules, HKMA Rules

Industry

Financial Services

Description

Company DescriptionFund services | Corporate | Capital markets | Private client | Regulatory & ComplianceWe help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high net-worth individuals and family offices.With a curious mindset, we ask the right questions to get to the right solution, faster. We collaborate to win together, sharing successes and shaping the future of our global business. Our culture of support and recognition provides the tools and opportunities for you to grow, while unlocking the most value for our clients and making your mark with Ocorian.Expertise: We deliver specialist, tech-enabled solutions for our clients grounded on deep industry expertise.Trust: We’re a trusted partner to over 8,000 clients globally. We are proud to have long-lasting partnerships with our clients.Scale: With more than 1,500 colleagues, we operate across 20+ countries, our scale enables us to support our clients globally and locally, providing a seamless client experience across borders and service lines.Job DescriptionPurpose of the JobOur thriving Hong Kong Practice is looking for a Compliance Consultant to join the team to deliver high quality compliance support to our Asset Management / Funds clients in Hong Kong, Mainland China and overseas. The successful candidate will also participate in marketing and business development, assist with technical research and the production of technical materials, as well as participating more generally in the development and growth of the company.The Hong Kong Practice gives specialist advice on regulatory requirements to our clients. Providing guidance and support to clients through the entire regulatory cycle – obtaining the appropriate licence, putting in place fit-for-purpose, commercially-minded compliance frameworks, meeting the expectations of relevant regulators on an ongoing basis, and implementing regulatory change projects.The successful candidate will provide support primarily to hedge fund managers, but also be able to provide coverage and support for our asset management clients in other asset classes, such as private equity. There will also be opportunity to work with clients in other sectors and in specialist fields such as AML.Main ResponsibilitiesThe areas in which the Compliance Consultant will be expected to assist clients includes, but is not limited to:Drafting policies, procedures and templates.Developing training material and assisting in delivering training sessions.Assisting with regulatory matters including licensing applications and notifications to the regulators.Carrying out compliance health checks and periodic monitoring.Responding to ad-hoc and routine regulatory queries.Arranging and helping to prepare for client meetings.Actively seeking to increase the company’s client base by performing market research and identifying new prospects.Attending relevant industry events to build your network and promote the company brand.Participating in and where relevant, helping to present at company events and training sessions, such as client briefings on topical regulatory issues and roundtable events aimed at compliance professionalsAssisting the team with marketing and business development activitiesActively partnering with global sector teams to support and deliver on shared projects and responsibilities, where required.QualificationsKnowledge, Skills & ExperienceA degree level education.Fluency in Cantonese and English is essential. Mandarin would also be desirable.Relevant, Diploma level professional qualification (investment or compliance-related), or willing to study towards.Good compliance-related experience gained at a financial institution, legal practice, consultancy and/or the regulator.Knowledge and experience of SFC and HKMA rules and regulations, as well as an understanding of the SFC’s policies and procedures.Strong technical knowledge of the fund management sector, or broking sector and anti-money laundering regulations.Experience translating regulatory rules and guidance into meaningful, fit-for-purpose and pragmatic solutions for clientsExperience managing client relationships.Proven track record of exceeding financial goals and sales targets; consulting experience would be advantageous.Exceptional written and oral communication skills.High attention-to-detail is expected.A broad understanding and an appetite to keep learning.Additional InformationAll staff are expected to embody our core values that underpin everything that we do and that reflect the skills and behaviours we all need to be successful. These are:We are CLIENT CENTRIC – Clients are at the centre of our world, and we’re committed to providing expertise and specialist solutions to meet their most complex challenges.We are AMBITIOUS – We aim high. We think and act globally, seizing every opportunity to delight our clients and support our colleagues - wherever in the world they may be.We are AGILE – We act on our initiative to get things done for our clients. Our independence gives us the flexibility and freedom to keep things simple, efficient and effective.We are COLLABORATIVE – With a curious mindset, we ask the right questions to get to the right solution, for our clients faster. We collaborate to win together and share our successes.We are ETHICAL – We behave with integrity at all times and assume positive intent, building trust through responsible actions and honest relationships.Equal Opportunities for Everyone Please let us know if there’s anything we can do to make the process easier for you. You can reach us at [email protected].We’re an equal opportunity employer. All applicants will be considered for employment without attention to age, ethnicity, religion, sex, sexual orientation, gender identity, family or parental status, national origin, or veteran, neurodiversity or disability status. Region: APAC Jurisdiction: Hong Kong

Responsibilities

The Compliance Consultant will deliver high-quality compliance support to Asset Management/Funds clients in Hong Kong, Mainland China, and overseas, focusing on regulatory guidance through the entire cycle, from licensing to implementing regulatory change projects. Key tasks include drafting compliance documentation, assisting with regulatory filings, conducting compliance monitoring, and supporting business development activities.