• The Compliance Officer is responsible for ensuring that the organization complies with regulatory requirements, internal policies, and procedures.
• This role involves identifying and mitigating compliance risks, conducting internal audits, training staff on compliance-related topics, and liaising with regulatory bodies when necessary.

QUALIFICATIONS

• Bachelor’s degree in Accounting, Finance, Business Administration, or STEM.
• Minimum 2 years of experience in a compliance, or audit role.
• Strong understanding of regulatory frameworks and industry-specific compliance requirements.
• Excellent analytical, problem-solving, and communication skills.
• High level of integrity and attention to detail.

• Timeliness and quality of KYC reviews performed
• No. of KYC/CDD breaches discovery
• Turn around time for ML/TF alerts reviews
• Quality of SARs/STR filings
• Timeliness and accuracy of regulatory returns
• Monitor and interpret new and existing laws, regulations, and policies relevant to the organization.
• Investigate compliance concerns and coordinate responses to regulatory inquiries or audits.
• Prepare reports for senior management and regulatory agencies as required.
• Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
• Develop, implement, and maintain effective compliance programs, policies, and procedures.
• Conduct regular internal audits and risk assessments to identify potential compliance issues.
• Provide training and guidance to employees on compliance-related matters.
• Collaborate with other departments (e.g., legal, finance, HR) to support compliance objectives.
• Stay up-to-date with industry trends and changes in regulatory requirements.