Compliance Executive at IG Group

Melbourne, Victoria, Australia -

Full Time

Start Date

Immediate

Expiry Date

05 Mar, 26

Salary

0.0

Posted On

05 Dec, 25

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Compliance, Financial Services, Regulatory Knowledge, Client Communication, Analytical Skills, Problem-Solving, Report Writing, Policy Development, Stakeholder Coordination, AML/CTF Obligations, Derivatives, Equities, Cryptocurrencies, Training Development, Product Development

Industry

Financial Services

Description

Job Title Compliance Executive Job Description So, who are we? Hello, we're IG Group. We are a publicly-traded FTSE250 FinTech company who run mobile, web and desktop platforms that help our clients trade stocks & shares, leveraged products, Futures & Options and Crypto. We are ambitious. Over 340,000 people already use our platforms. We're global with offices in 18 countries and products in 16 regions. We're hungry to move faster, ship better product for our customers and grow our user base. We believe in high autonomy, and we want people who are looking to do things differently in order to create better experiences for our customers. We work in cross-functional teams and are laser focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the team We are seeking a Compliance Executive to join our Australian Compliance team in Melbourne or Sydney. This role represents an excellent opportunity for an ambitious compliance professional with 2+ years of financial services experience to take the next step in their career. Reporting to the Compliance Manager, you will play a crucial role in supporting the delivery of IG Australia's compliance framework while helping to ensure we maintain our position as a leader in regulatory compliance and fair client outcomes. What you'll do Compliance Operations Complete compliance monitoring activities, identifying trends and recommending improvements to the control environment Handle complex regulatory enquiries including preparation of documentation and stakeholder coordination Provide guidance on the interpretation of regulations Manage and respond to escalated client complaints requiring detailed investigation and regulatory knowledge Lead suspicious transaction reporting processes, including assessment of complex matters and liaison with AUSTRAC Review and approve financial promotions, ensuring compliance with ASIC requirements Financial Markets / Crypto Expertise Provide specialised compliance support for CFD and crypto trading operations and derivative products Ensure compliance with Product Intervention Orders and other CFD/crypto - specific regulatory requirements Review marketing materials and client communications for shares, CFD and crypto products, ensuring appropriate risk warnings and disclosures Support implementation of regulatory changes affecting crypto, CFDs and other leveraged products Contribute to development of compliance policies and procedures Leadership and Development Assist cross-functional compliance projects and initiatives Represent the compliance team in business meetings and working groups Contribute to the development and delivery of compliance training programs Strategic Support and Advisory Provide compliance advice to business units on regulatory matters and commercial initiatives Participate in new product development processes as compliance stakeholder Contribute to compliance reporting for senior management and committees What you will need: Minimum 2 years of experience in a compliance, risk, or legal role within financial services Demonstrated financial markets knowledge or experience with derivatives, equities or cryptocurrencies Experience with AML/CTF obligations and Australian financial services regulatory framework Degree: Bachelors degree in Commerce, Law, finance, or related field Exceptional written communication skills demonstrated through report writing, policy development, or regulatory correspondence Well-developed verbal communication and presentation abilities Strong analytical and problem-solving capabilities Proven ability to manage multiple priorities and meet deadlines in a fast-paced environment How we work We try to take a thoughtful approach to our ways of working as a company. We follow a hybrid working model with 3 days in the office -- which we think balances the need to collaborate effectively and connect with each other. When it comes to how we deliver, there are 5 things we want everyone to do to drive high performance, better learning and career satisfaction: Lead and Inspire: Drives trust, alignment, and enthusiasm Think Big: Focus on the problems that most impact commercial outcomes Champion the client: Understand and prioritise client's needs Deliver at pace: Push for fast, sustainable growth; Raise the bar: Take ownership, be accountable and share feedback We believe that diversity is vital to success, it fuels creativity, drives innovation and sets us up for global success. We're committed to building teams with a variety of perspectives and skills to help us realise our vision and strategy, that's why we encourage applications from people with diverse backgrounds and experiences to join us on this journey. Learn more about our D&I approach here. The Perks Your growth fuels our success! Thrive with tailored development programs, mentoring opportunities with leaders, and clear career progression. Expand your network through committees, sports and social clubs. Enjoy extra time off for volunteering and community work. Performance based incentives Flexible working hours and work-from-home opportunities Company contributions to insurance and medical plans Career-focused technical and leadership training Contribution to gym memberships and more Option to participate and create ESG initiatives based on IG Brighter Future Fund 2 additional days off a year for voluntary work 1 additional day off to celebrate your Birthday A state-of-the-art office with breakfast bar and more Learn more about the Perks here! Join us for this exciting journey. Apply now! Number of openings 1 Looking for a career at a company that will support you, challenge you and help you grow? IG Group can provide that. We're the market leader in financial derivatives trading, with a focus on innovation and advanced IT development. We're also one of Britain's Top Employers, a ten-year trend we intend to continue.

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Responsibilities

The Compliance Executive will support the delivery of IG Australia's compliance framework and ensure regulatory compliance and fair client outcomes. Key tasks include compliance monitoring, handling regulatory inquiries, and providing guidance on regulations.