ABOUT GRIFFIN

Hi, we’re Griffin! We’re the bank for companies who want to build and launch financial products.

EXPERIENCE

• Knowledge of the UK’s financial services regulatory framework.
• Experience of working for or closely with a regulatory body (FCA, PRA, Bank of England, FSA, HMT or Financial Ombudsman).
• Experience in working within financial services in the UK (ideally within the EMI/PI, fintech or a challenger bank) or in a professional services firm.
• Experience in implementing and overseeing Consumer Duty and most of the following regulatory areas: conduct, payments, data protection, SM&CR, product governance.
• Experience in either operational risk and assurance is highly desirable.

OUR PURPOSE

We want to make it easy for companies to bring finance to their customers at the point of greatest relevance. So, we built a bank.
But not just any bank! Griffin is a technology platform and a bank: fully regulated, API-first, developer-centric, and purpose-built to serve innovative fintechs and brands who want to build and embed financial products.

WHAT WILL YOU BE DOING HERE?

As Compliance Manager, you will:

• Act as subject matter expert, providing independent guidance to the first line and oversight of conduct risk, regulatory compliance and product.
• Carry out second line assurance reviews.
• Support SM&CR processes.
• Monitor conflict of interest, gifts and hospitality and other compliance activities.
• Identify new laws and regulations applicable to the bank.
• Writing ToRs, risk management policies and standards, and other governance documents to to be implemented by the first line.
• Prepare and improve MI packs to various committees.
• Oversee the embedding of Consumer Duty across the business.