Opportunity
I have a Compliance Manager opportunity available at a market-leading international professional services firm. This is a hands-on leadership role designed for an ambitious legal or compliance professional ready to run day-to-day operations, lead a small team, and act as the primary compliance advisor to the sales team.
Key Responsibilities
- Lead two Compliance Analysts - mentor and develop!
- Serve as the approachable face of compliance for BDM team, resolving operational product queries, preventing misrepresentation, and handling escalations.
- Maintain and execute AFSL compliance framework, risk matrices, breach reporting protocols, and internal controls in accordance with ASIC guidelines.
- Lead investigations into complex member complaints, managing Internal Dispute Resolution (IDR) and external AFCA escalations.
- Oversee compliance monitoring, registers, and ongoing training tracking for corporate and individual Authorised Representatives (ARs).
- Prepare monthly compliance reports and present risk updates to the CFO, Sales Director, and internal Risk Committee.
About You
- Hands-on operator comfortable working in a high performance but friendly environment
- Proven experience supervising /mentoring / leading junior team members or analysts (12 to 18+ months minimum).
- A degree in Law or a solid background in commercial regulatory compliance is desirable
- Background in commercial legal practice/operations, direct insurance, consumer claims/warranty, credit hire, or B2B professional services
- Ability to collaborate with strong sales personalities while holding firm on regulatory integrity.
Please note: this is a full time 5 days in office opportunity.
BenefitS
- Direct mentorship under an experienced Director with immediate scope to run day-to-day operations - opportunity for career mobility
- Visible role engaging directly with executive leadership, the CFO, and national sales leaders.
- Company performance bonus scheme + salary reviews + performance
If this sounds like you?
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