Compliance Manager at Cata Labs building Catalyst
Dubai, Dubai, United Arab Emirates -
Full Time


Start Date

Immediate

Expiry Date

29 Nov, 26

Salary

0.0

Posted On

31 Aug, 26

Experience

0 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Yes

Skills

Industry

Financial Services & Insurance

Description

About the job


Start Date: ASAP

Company Overview

We are a cutting-edge, technology-driven, global equities hedge fund with offices in Sydney, Singapore, London, and Dubai. Our firm is built on a strong foundation of teamwork, collaboration, and continuous learning. We are currently seeking a sharp, detail-oriented, and motivated individual to join our compliance team.

Position Summary

We are looking for a risk and compliance professional with 3-7 years of experience. In this role you will have the unique opportunity to work within a supportive team that boasts extensive industry experience and knowledge. You will play a crucial role contributing to the success of our firm, while developing your own skills.

Key Responsibilities

  • Ensure ongoing compliance with all financial services regulatory obligations including licence conditions and filings in relevant jurisdictions
  • Monitor ongoing compliance obligations across all relevant jurisdictions, maintaining all compliance, incident and breach registers
  • Coordinate periodic compliance reviews including scoping, testing, findings, and remediation tracking
  • Draft, review, and maintain compliance policies and procedures, ensuring currency with regulatory developments across all applicable jurisdictions
  • Conduct training on compliance policies for new starters and periodic refresher training
  • Prepare quarterly Audit, Risk and Compliance Committee papers, including reporting packs and minutes
  • Support the General Counsel with compliance advice across the business
  • Act as the designated AML/CTF Compliance Officer managing the effectiveness and maintenance of the AML/CTF program overseeing our fund administrator, ensure all AUSTRAC obligations are met
  • Own all KYC requirements for the business
  • Manage relationships with outsourced compliance vendors in different jurisdictions
  • Promote a strong culture of compliance, integrity, and accountability


About You

  • We are looking for a pro-active, team player with the following skills/qualifications:3-7 years’ experience as a compliance professional in a funds management business in Australia or Singapore
  • An undergraduate qualification in business, finance, law or related discipline.
  • Hands-on experience with regulatory filing obligations across one or more jurisdictions with familiarity with ASIC / MAS
  • Solid understanding of compliance frameworks, AML/CTF requirements, KYC and governance processes
  • Familiarity with ensuring compliance with trustee obligations and governance will be highly regarded
  • Able to work autonomously in a small, high-performing team and manage competing priorities without close supervision
  • Clear and confident communicator, able to draft policies, committee papers, and regulatory correspondence to a high standard and lead team training sessions
  • High attention to detail with a strong sense of integrity and professionalism
  • Naturally collaborative, with the ability to build effective working relationships with internal stakeholders and external parties such as outsourced compliance vendors and fund administrators
  • Thrive in a fast-paced, dynamic environment where priorities can shift quickly
  • Desire to learn, seek feedback, and be curious.


Why Join Us?

This is your chance to join a unique investment firm that values curiosity, fosters a culture of collaboration, and empowers its employees to excel. You will have the opportunity to work in a vibrant environment and have exposure to a broad range of work.

Application process and requirements

Applicants are required to have unrestricted working rights in Australia.

Please attach your resume.

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Responsibilities
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