Moomoo Trustee (Singapore) Pte. Ltd. (Moomoo Trustee) is a wholly owned subsidiary of Futu Holdings (Nasdaq: FUTU) and a sister company of Moomoo Financial Singapore Pte. Ltd., an advanced technology company specializing in digital brokerage and wealth management platforms. Moomoo Trustee is licensed by the Monetary Authority of Singapore under the Trust Companies Act 2005 (TCA). Its core business is providing wealth and estate planning solutions for High Net Worth Individuals.

REQUIREMENTS

• 5+ years of relevant experience in compliance roles of international scope (AML/CFT, compliance in financial services industries)
• AML specialist certification with a recognized institution/association of a recognized professional body, would be advantageous.
• Experience in developing and administering internal controls and processes
• Ability to work collaboratively with a broad range of business functions
• Legal Qualifications/background would be advantageous

• Ensure that the company continues to meet the Singapore regulatory requirements for Anti-Money Laundering and Counter-Terrorist Financing under guidelines laid down by the MAS
• Point of contact for MAS on AML/CFT and other regulatory compliance matters
• Review and maintain the Internal Policies, Procedures and Controls documentation to ensure that it can adequately address the money laundering and terrorism financing risks faced by the Company
• Support the Trust Business Development and Trust Administration department with compliance requirements for new account opening of client entities, review all new client business applications and Client Due Diligence (CDD) reports and recommend for on-boarding approved or declined, and review the risk assessment regularly
• Perform Source of Fund/Source of Wealth corroboration report
• Conduct AML / CFT compliance training
• Proactive identification of risk horizon and mitigation controls of existing Clients
• Ensure timely reporting of regulatory breaches or breaches of risk tolerance to the Management
• Evaluate and recommend appropriate Compliance Directives, ensuring high standard of Business conduct and compliance with the applicable laws and regulations
• To act as the Data Protection Officer