Where you’ll fit in & what our team goals are…
In your role you will perform Compliance monitoring reviews covering a variety of regulatory topics across all business areas (e.g. investment teams, operational functions, sales and marketing, product development etc).

• Advanced communication skills (critical) – ability to work collaboratively and coordinate across multiple departments and teams, to influence and persuade
• Experience of conducting Compliance monitoring, audit or similar assurance work in the financial services industry
• Familiarity with UK/EU regulatory regimes
• Excellent technical and organisational skills, including the ability to comprehend and query a variety of complex information
• Ability to work within established deadlines, manage a number of responsibilities simultaneously, and prioritise tasks effectively