SUMMARY

DLCG Mortgage Group is looking to add Compliance Officers to our Dominion Lending Centres and Mortgage Architects teams! Comprised of DLC, MCC, MA, and Newton with more than 8,000 mortgage agents across Canada, DLCG is Canada’s leading mortgage brokerage network. Providing both full-service and franchise options, first class systems, and marketing support for its mortgage agent workforce, DLCG attracts the best mortgage professionals in Canada with its sound business practices, key lender relationships and customer-first approach.
As a key member of the processing team, the Compliance Officer is responsible for reviewing and authorizing mortgage compliance files for commission payroll processing. With an audit focus, the Compliance Officer determines any deficiencies or omissions in the creation of a complete mortgage file. The Compliance Officer reports deficiencies to mortgage agents for corrective measure, and re-reviews rectified deficiencies to complete authorization and sign-off.
The Compliance Officer reports directly to the VP of Corporate Services and is required to perform a variety of processing functions under strict timelines while maintaining customer service levels second to none. The role also involves responding to inquiries from internal and external stakeholders in a forthright and friendly manner resulting in positive outcomes and experiences.

ANALYTICAL SKILLS:

• Proven analytical skills with the ability to gather, analyze, and interpret documents and data.

LANGUAGE SKILLS:

• Fluency in English is required.
• Spoken/Written French is an asset.

EDUCATION, EXPERIENCE & REQUIREMENTS

• Post-secondary degree or diploma, plus two years of related work experience in the mortgage industry, banking operations or regulatory compliance experience is preferred.
• Two years of administration work experience.
• FSRA Mortgage Broker or Mortgage Agent license preferred.
• Sound understanding of the Mortgage Broker industry, mortgage lending, consumer lending in the traditional and alternative space.
• Understanding of provincial licensing authorities, audit, and compliance for a mortgage brokerage across Canada
• Fluency in English (written and oral)
• A combination of education and experience in a related field/industry will be considered.